Rodgers

 

Guidelines for Term Papers

 

 

This is the online version of  guidelines for term papers  for use in my classes.

              

                                   BRIEF GUIDELINES FOR TERM PAPERS   (RODGERS)

 

 

SUMMARY:  

  • At least eleven pages of body( exclusive of title page/references); 
  • minimum 30 references needed; 
  • use standard style (APA or MLA) ;
  • half of paper should be analysis; 
  • argue a thesis (don’t just describe your sources);
  • choose your topic wisely.  Students select their own topics (see below).
  • Separate cover page required (with title of paper, student name, class name/number, section).
  • Stapled or  binder clip only (no paper clips, report covers, folders, plastic covers, etc.)
  • Always make a copy of your term paper; ------- just in case !!

 

 

Term papers provide an additional/alternative mechanism for demonstrating mastery of course material and the opportunity to explore new fields of study. TOPICS: Students select their own term paper topics. A major function of the paper assignment is for the student to “find” a worthy topic. Problem-finding is a major exercise in creativity (as opposed to problem-solving). Virtually any topic that is related to the subject matter of this course is acceptable. Students do not need to have prior approval unless the topic/method is highly unusual. A good place to start is your text Your text provides a rich source of topics as well as preliminary bibliographic/reference list. Students often take a topic that is only briefly mentioned in the text and expand it into a term paper by reading outside sources. A narrow topic is preferable to a very broad topic. In short, a student should do as narrow/focused a topic as library and time resources permit.

THESIS:  Develop and argue a consistent thesis (idea). The thesis argument should be the major organizing principle of the paper. Often the difference between an “A” paper and a “C” paper is the quality of the thesis argument. Analyze and comment on the sources that you are reading; don’t just describe them (This is what is meant by “critical analysis”).   METHODOLOGY: The methodology of the paper is open. Any combination of the following may be used: Meta-analysis (library/literature-based)(reporting detailed reading/analysis on a subject), theoretical research papers (presenting critical analysis of existing theory), or research project (reporting original data); such as experimental, quasi-experimental, correlational, field-based, clinical study, archival, interview, case study, questionnaires and/or survey research.    FORMAT:  A standard style should be used. Any standard style may be used: A.P.A. (American Psychological Association), MLA, MLA2, etc. Papers should be typed for readability although this is not required. Double-space everything. Save a copy of your work. Papers should be in the third person, thus no “I did my paper on . . . .” or  I . . . . “  As this is a term paper, not a theme paper, the focus is on the presentation of a scientific argument and analysis of data/literature not just on one’s own perspective. It is appropriate and required for a student to present his/her own perspective/ ideas/critique of the topic; not as the sole focus. LENGTH:  The paper is not judged solely on length. Papers should be at least eleven pages in length (exclusive of title page and references). This is an absolute minimum; feel free to do more. At least half of the paper should be the student’s analysis and critique of the ideas presented as well as the thesis argument.

 

STRUCTURE:  A paper should have:  1.  Title page,  2. Introduction, 3. Body, 4. Analytical conclusion and 5.  Reference list.

·         Title page: All papers are to have a page that specifies the title of the paper, student name, course name/number, section,  and instructor’s  name. See the example below.

·         Introduction:  The introduction states the thesis and gives an overview of the paper.

·         Body:  Presentation of the main points of the paper, documents evidence, presents  data, and/or details argument.

·         Analytical Conclusion: Presents a summary of the main points of argument and critique. Do not neglect this section as it is very important  to give  your ideas and to finalize the thesis argument.

·         References:  A paper must have references from books, journals, Internet and other sources. At least 3 references for each page.   This is a total count on average. (One page may have one citation and another 5 citations.) Other’s ideas and words must be referenced.  Only list sources actually used in the paper (This is not a bibliography). At least 2-3 references should be cited per page. Avoid repeated citations of the same reference; find parallel references. This is a major grade issue; as the quality/quantity of your references documents your evidence. It is your “proof”. Two-thirds of your references should be from scholarly sources. Do not list references not cited or used.  NB: remember the number of references is  a total (for a meta-analytical paper) and would be references actually used in the paper.  This does not mean that all of the references would be on your specific narrowed topic.  In fact probably only one third would be on the narrowed topic. The remainder would be in the general topic or comparisons with other related topics. References/citations are used  as evidence as well as to help narrow your topic. There will be a number of references/citations at the beginning of the paper to define key words, refine theory, or focus attention. For example, if your paper were on the use of Ritalin for attention deficit-hyperactivity in children under the age of three, this is your narrowed topic.  Definitions of ADHD, diagnosis, rate, prevalence, causes, and treatment would be outside your narrowed interest.  References/citations allow you to efficiently  and briefly summarize these topics so that you can focus your analysis on children under three.  Likewise, comparisons with children/persons of different ages may be used and cited as part of the analytical process. If a different method (experimental, case study, observation, etc.) is used, then the number of references would be proportionately adjusted.  If ¼ of your paper is empiricial method, then references/citations would be reduced ¼ from the 30+ requirement.

 

 The FUNNEL (up to 30-40% of your references)

 

Please be aware that the paper (regardless of how it is narrowed) will begin in a general manner.  The goal of the beginning page is to “funnel  the reader’s attention to your narrowed topic.   One  important  functions of citations/references is to assist in this funneling process.  For example, if your topic is ‘the efficacy of facilitation  as a treatment for childhood autism”,  the beginning topics would be definition of autism, rate/incidence, etiology, etc.  The use of references/citations allows you to channel the reader’s attention rapidly.

 

 

Avoid common mistakes:   Over-broad topic.  Weak thesis. Too much description of others’ work. Not enough analysis of reading/literature. Over-reliance on a few references. Not giving one’s own ideas/critiques/views. Failure to cite enough evidence to support the thesis.   Failure to give conclusion.  Starting paper too late in the term to do an adequate job.  In short, start early.

 

SAMPLE TITLE PAGE FOLLOWS:

                                                    Effects of Prior Knowledge on Generative Tasks

                                                                      Karla Sullivan

                                                            Psy 105 Developmental Psychology

                                                                        MWF  8-9      

                                                                     April 24, 2002

ORIGINAL WORK:  The paper/study presented for credit in this course must be your own original work. “By the work, one knows the workman.”  No whole or part of a paper presented in another course may be submitted. Very limited inclusion of work for another course may be included, provided: 1. The material is clearly identified; and 2. The material is limited in length to less than half a page  Please note the HCC policy on plagiarism. 

 

Hawkeye Academic Integrity and Conduct Policy

 

The integrity of the academic program and degree rests on the principle that the grades awarded to students reflect only their own individual efforts and achievement.  Students are required to perform the work specified by the instructor and are responsible for the content of work submitted, such as papers, reports, examinations, and other work.

 

Violations of academic integrity include various types of plagiarism and cheating.

 

Plagiarism:

Representing someone else’s work (written or visual) as your own without proper  attribution or acknowledgement using academic conventions of citation is plagiarism.

 

Plagiarism includes but is not limited to:

  • Using exact words from a source without appropriate crediting
  • Cutting and pasting electronically from any source without appropriate crediting
  • Using wording and/or sentence structure too close to the original in paraphrasing
  • Using visual images in whole or in part created by someone else
  • Buying a paper and presenting any part of it as one’s own
  • Borrowing a paper in whole or part and presenting any part of it as one’s own without appropriate crediting
  • Falsifying or inventing any information or citation in an academic exercise

 

Cheating:

  • Obtaining or giving assistance in any academic work such as on quizzes, tests, homework, etc., without instructor’s consent
  • Taking an examination or course or turning in work for someone else
  • Allowing someone to take an examination or course or turn in work in your name
  • Using crib notes or electronic devices to get unauthorized assistance on examinations or other in-class work

 

Addressing Violations of Academic Integrity:

Any violations of academic integrity are addressed first by the instructor within the classroom; the instructor shall have the discretion to determine the level of severity in setting appropriate penalties. 

 

First Offense:  The individual instructor may reduce the student’s grade in the assignment or examination and has the discretion to file a report.  However, for extreme cases of plagiarism or cheating, the instructor may assign the student an “F” in the course and will report this action to the Dean; the report will be placed in the student’s file. 

 

Second Offense:  Upon confirmation by the Dean of a student’s previous reported offense, the instructor will have the authority to issue an “F” in the course.  A report will be made and placed in the student’s file.

 

Third Offense:  Upon confirmation by the Dean of a student’s third offense, the Dean will determine appropriate penalties ranging from an “F” in the course to recommending suspension from the college for academic misconduct.

 

If the student feels that the penalty imposed is unjust, the student may request a review by the Academic Integrity Review Board composed of the Director of Student Development/Life (presiding), at least three faculty representatives selected from the Academic Standards and Issues Committee, two Student Senate representatives, and the Director of Student Records and Registration (serving ex officio).  The Review Board shall meet with the student and faculty to review the case and make recommendations to the Vice President of Academic Affairs, who shall determine the appropriate penalty.

 

 CITATION AND EVIDENCE:  In science, evidence is of two forms: citation of authority and collection of new data. Either/both may be used in your paper. Cite frequently information you gain from other sources. Be scrupulous in giving credit (“A wise man walks with his head bowed.”).  Give yourself credit for reading and doing research by citing. Avoid plagiarism. Don’t spend long periods paraphrasing or describing another’s research. Cite the reference and move on.  There are two type of citation (quotes): indirect and direct.  Indirect citations/quotes refer to non-verbatim and/or paraphrases use of another’s ideas/words.  Examples follow:  Recent studies (Jones, 1996, 1997; Smith, 1987) have found that . . . .   In 1990, Smith compared reaction times . . . . In a recent study (Jones, 1992) . . .   Only indirect usage of words/ideas are acceptable. If you wish to quote an author’s words you must use the direct method.  Direct citation (quotes) refer to verbatim and/or non-paraphrased use of another’s words/ideas. Direct citations always include a page number reference. Short direct quotes (less than two sentences) are incorporated into the text, enclosed by quotation marks.  . . . . .(text). . . he stated, “Placebo effects disappeared . . . . . .” (Smith, 1997, p. 23)   Long direct quotes may be set off from the text as a free-standing block  without using quotation marks: ____*******start of long direct quote example************

The effect of various neutral substance have been documented in psychology.

       The placebo effect disappeared when behaviors were studied in this

       manner.  It did not matter which behaviors were targeted nor did the

       dosage have any significant effect. (Jones, 1992, p. 178).

**************end of direct quote example***********************************

 

The FUNNEL (up to 30-40% of your references)

 

Please be aware that the paper (regardless of how it is narrowed) will begin in a general manner.  The goal of the beginning page is to “funnel  the reader’s attention to your narrowed topic.   One  important function  of citations/references is to assist in this funneling process.  For example, if your topic is ‘the efficacy of facilitation  as a treatment for childhood autism”,  the beginning topics would be definition of autism, rate/incidence, etiology, etc.  The use of references/citations allows you to channel the reader’s attention rapidly. This should be less than two pages at most. 

 

Research tips:

·         Add more words to the search string--- facilitation treatment child autism research efficacy

·         Use Google Scholar to search in libraries and articles.    http://scholar.google.com/schhp?tab=ws

·         Use APA resources.   http://www.apa.org/

·         Use APA Psycinfo     http://www.apa.org/psycinfo/

·         Use Psychological Abstracts to find summaries (abstracts) of all the literature by topic. Cite abstract if full article is not available.

·         Use ERIC    http://www.eric.ed.gov/

·         Use Google Translation service or Babelfish (http://babelfish.altavista.com/) for foreign language sources.

 

 

 

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sample term paper topics

 

Developmental

 

Sample Topics:

Obsessive Compulsive Disorder in Children and Adolescents

Psychotherapuetic drugs for children under 4 years of age

Post-Traumatic Stress Disorder In Children And Adolescents

Postpartum Depression is Not an Excuse for Murder

 

Trying teenagers in court as adults

Does breastefeeding improve cognitive development?

Human cloning

IQ testing and impact on development

High-stakes testing in schools

Can children adjust from early maltreatment?

Homeschooling and its developmental effects

Spanking (effects of development)—pre-school vs. school

Should children be raised in a gender-neutral environment?

Outcomes for aggressive children - aggressive adults or not?

The media and body image

TV watching and its effect on development

Tracking in schools

HIV-testing in the workplace

Is personality stable?

Mandatory castration for sexual abuse offenders

Mate selection and nature vs nurture

Online relationships (dev. Issues)

Divorce is "harder" or "easier" now than it ever was before

HRT or not

Is there really a mid-life crisis?

Retire early?

Children can or can't understand death; how does it change?

Euthanasia for late adults

Is there really a cognitive decline in old age?

Abnormal Psychology

Sample topics =  pick a DSM-IV disorder  The Narcissistic Personality: collaterals to diagnosis

                              Pick a theorist                 Necrophilia: A Violently Dead Issue

                          Pick a therapy             Obsession in “Play Misty for Me”

Obsessive Compulsive Disorder in Children and Adolescents

Postpartum Depression is Not an Excuse for Murder

Obsessive-Compulsive & Its Relationship To Anxiety Disorders

Recovered Memories -- Induced By Therapists ?

Opler's Cultural Symptoms Of Schizophrenia

Techniques in Forensic Psychology

The Debate About Excluding Homosexuality From The DSM

Savant Intelligence And Precognition

Misdiagnosis of Pervasive Developmental Disorders (PDD)

Psychotherapuetic drugs for children under 4 years of age

Post Traumatic Stress Disorder And Treatment As A Form Of Depression

Post-Traumatic Stress Disorder In Children And Adolescents

The Link Between Learning Disability and Delinquency

Transient Global Amnesia

     Panic Disorder / Etiology & Treatment                        

Psychological Theories & Therapeutic Interventions in the Narcissistic Disorders

 

 

GENERAL PSYCHOLOGY

 

Sample paper topics

 

Maternal Depression And Child Development

Psychological Criminal Profiling

Predicting Antisocial Behavior

Panic Disorder / Etiology & Treatment

Schizophrenia In Urban Black & Hispanic Populations

The Effects of Culturally Sanctioned Beliefs on Psychological Disorders

Savant Intelligence And Precognition

Mental Health For The Homeless

Mental Retardation / "Cloak of Competence"

Mild Mental Retardation / Public Debate & Current Classification Terminology

Munchausen by Proxy: Nursing Interventions

Obsessive Compulsive Disorder in Children and Adolescents

 

 

 

1.            What is consciousness?  Is it possible to explain this phenomenon in terms of basic physiology?  If so, how?  Is representation consciousness?  Is sensation consciousness?

 

2.            Emotional abnormalities have been correlated with aggressive and maladaptive behavior in animals (non-human and human).  What [convincing] evidence exists that a treatment regimen should focus on these abnormalities?  What of the ethical issues that arise?

 

3.            Emoting involves a range of feelings, thoughts, reaction times, and obviously varies from individual to individual.  In the search for the anatomical correlates of emotion, the emerging evidence points not only to autonomic function, but also endocrine system, how would you define the construct “emotion”?  Is this a definition that holds across species?

 

4.            Understanding physiological phenomena is not distinct from other aims of psychological research.  Similar goals include describing the particular behavior(s) of humans, what leads to these behaviors, how they are initiated, maintained and terminated.  Can physiological findings offer an understanding of such constructs as motivation and reward?

 

5.            What therapies are in practice for certain drug addiction disorder(s)?  How do they compare - for instance pharmacological treatment versus behavior therapy (i.e., conditioning / exposure)?  Is there research regarding the benefits of combined therapies?

 

6.            Gene therapy is the target of much research.  What is it?  Choose a disease that is currently being targeted for gene therapy.  What has been identified in animal (non-human) research?  What of human research - what clinical trials (if any) has the therapy undergone?  successes? failures? ethical concerns?

 

7.            There is evidence in many species of varying degree of communication as well as language.  In a

paper on language across the animal kingdom, you may focus on evidence of language ability in the African gray, in non-human primates (sign language) or other animals.  In your paper, you may choose to address any of the following questions.  What is the overwhelming evidence?  Do these forms of communication and "taught" language indicate a level of cognition not previously recognized?  Is it anthropomorphic to consider language and cognition in lower animals?

 

 

 

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APA Style examples from or based on the 4th edition of the Publication Manual of the American Psychological Association

 

REFERENCE LIST EXAMPLES

 

BOOK - SINGLE AUTHOR

 

           Bernstein, T.M. (1965). The careful writer: A modern guide to English usage. New York: Atheneum.

 

BOOK - TWO AUTHORS

 

           Strunk, W., Jr., & White, E. B. (1979). The elements of style (3rd ed.). New York: Macmillan.

 

BOOK - MORE THAN TWO AUTHORS

 

           Flanagan, J. C., Dailey, J., Shaycroft, M., Gorham, W., Orr, D., & Goldberg, I. (1962). Design for a study of

     American youth. Boston: Houghton Mifflin.

 

BOOK - CORPORATE AUTHOR

 

           American Psychiatric Association. (1980). Diagnostic and statistical manual of mental disorders. (3rd ed.).

     Washington, DC: Author.

 

ARTICLE or CHAPTER FROM BOOK

 

           Hartley, J. T., Harker, J. O., & Walsh, D. A. (1980). Contemporary issues and new directions in adult development

     of learning and memory. In L. W. Poon (Ed.), Aging in the 1980's: Psychological issues (pp. 239-252). Washington,

     DC: American Psychological Association.

 

ARTICLE FROM JOURNAL (continuous pagination in volume)

 

           Paivio, A. (1975). Perceptual comparisons through the mind's eye. Memory & Cognition, 3, 635-647.

 

ARTICLE FROM JOURNAL (paginated by issue)

 

           Becker, L. J., & Seligman, C. (1981). Welcome to the energy crisis. Journal of Social Issues, 37(2), 1-7.

 

ARTICLE FROM MAGAZINE

 

           Gardner, H. (1981, December). Do babies sing a universal song? Psychology Today, pp. 70-76.

 

ARTICLE FROM NEWSPAPER

 

           Lublin, J. S. (1980, December 5). On idle: The unemployed shun much mundane work, at least for a while. The

     Wall Street Journal, pp. 1, 25.

 

ENCYCLOPEDIA ARTICLE - SIGNED

 

           Brislin, R. W. (1984). Cross-cultural psychology. In Corsini, R. J. (Ed.), Encyclopedia of psychology (Vol. 1, pp.

     319-327). New York: John Wiley.

 

Citation of non-standard media (including personal conversations)—

·        if anonymous, then see anonymous guidelines under web-based

 

Movie/video

     Johson, C.(producer)(2005).  Title of video.  Date of broadcast.

 

Television

 

     Johson, C. (producer) (2004).  Ttile of program, Broadcast sponsor(NBC, PBS),  date of broadcast (2/3/05).

 

Personal conversation

 

     Your name (2003).  Personal conversation with Albert Einstein. Waterloo, Iowa. Date/time.

 

WORLD WIDE WEB BASED RESOURCE

 

           Beckleheimer, J. (1994). How do you cite a URL in a bibliography? [On-line]. Available:

     http://www.nrlssc.navy.mil/meta/bibliography.html.

 

NOTE: The APA has revised their recommendations for citing electronic documents since the publication of the 4th edition of the Publication Manual. The most recent version of the Electronic Reference Formats Recommended by the American Psychological Association is available at: http://www.apa.org/journals/webref.html

 

This source provides the following example:

 

     Electronic reference formats recommended by the American Psychological

           Association. (1999, November 19). Washington, DC: American Psychological

           Association. Retrieved November 19, 1999 from the World Wide Web:

           http://www.apa.org/journals/webref.html

ANONYMOUS CITATION.               If possible find the author of the web page or web article, If not; try to find the sponsoring organization (APA, 2005 or American Red Cross, 2004).

If no author or organization can be found then cite as Anonymous (2005)  (or Anonymous, 2004a versus Anonymous, 2004b, etc.)

The reference list appears at the end of your work. It contains only those materials made reference to in the text of your work.  It is not a bibliography.

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                                           MORE SAMPLE PAPERS ARE BELOW

SAMPLE  TERM  PAPER  (abridged and used with author’s permission)

                                                                                                                                    Creativity 1
 
 
 
 
 
 
 
 
 

                                                   Effects of Prior Knowledge on Generative Tasks

                                                                      Karla Sullivan

                                                            Psy 105 Developmental Psychology

                                                                        MWF  8-9      

                                                                     April 24, 2002
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


 
                                                                                                                                   Creativity 2

     The creation of new ideas plays an important role in the growth of any society.  Inventions

such as the telephone and automobile have provided the tools for increased levels of

communication and widened the access to information.  While the modern generation may view

these inventions as staples of our society, at the time of their conception they were viewed as

revolutionary new concepts.  Yet, were they truly revolutionary or were they an extension of

prior knowledge?  Large proportions of new ideas are based on the properties of an existing

concept (Marsh, Ward, & Landau, 1999).  Without the concept of the phonograph, for example,

we may never have had the benefit of 8-tracks, audio cassettes, or compact discs.  These

creations, while separate in their levels of advancement, are all based on the initial notion of

recorded sound.

     Researchers recognize the benefits of prior knowledge as adaptive to survival.  The fact that

humans are able to learn and apply information from previous experience assists in reasoning,

problem solving, and comprehension of our environment (Smith, Ward, & Schumacher, 1993).

Without the use of prior knowledge it would be impossible to advance cognitively.  The benefits

notwithstanding, the use of prior knowledge also has the potential of limiting, or constraining,

the creative process (Marsh, Bink, & Hicks, 1999; Marsh, Landau, & Hicks, 1996; Marsh, Ward,

et al., 1999; Smith, et al., 1993).  The theoretical construct of structured imagination proposes

that new ideas are seldom, if ever, truly "new."  It contends that, when faced with the intention of

a novel creation, humans search their memory base for a previous, similar experience and then

expand or alter that prior solution to fit the current need (Marsh, et al., 1996; Marsh, Ward, et al.,

1999).  Whether this retrieval is intentional or not, the features of prior solutions then become a

part of the "new" creation, thereby limiting its originality.  The purpose of this paper is to

provide evidence that the notion of structured imagination is accurate and that the use of prior
 


                                                                                                                                      Creativity 3

knowledge plays a role in the production of novel ideas by inducing constrains on an individual’s

creative process.

     In 1993, Smith, Ward, & Schumacher conducted a series of experiments to test the effect of

previous knowledge on creativity by presenting participants, just prior to a generative drawing

task, with examples of others’ creations.  Specifically, participants were asked to create creatures

that might be expected to live on other planets, but that the creatures must not represent those

found on earth.  They hypothesized that those who were shown examples of possible creatures

just prior to the task would incorporate more features of the examples into their own creative

product than those who were not presented with any prior example.  This hypothesis was

confirmed.  Of the three critical features (antennae, tail, and four legs) represented in all of the

provided examples, two of the three features (antennae and tail) were significantly more common

proportionately (p<.05) in the experimental group than in the control group who were not shown

these examples.  Likewise, overall conformity ? calculated as the mean of the three proportions

of the critical features ? was also significantly higher in the experimental group, indicating that

those who were shown examples prior to the task relied more heavily on properties shown in the

examples, thereby constraining their own creativity (Smith, et al., 1993).  Smith and his fellow

researchers also tested this same hypothesis using the creation of novel toys instead of space

creatures and nearly identical results were obtained on all levels.

     Smith, et al. (1993) concluded that structured imagination, or the conformity hypothesis as it

was labeled, did exist and hampered creativity.  To further bolster this claim, another team of
 

researchers replicated the 1993 study and then added a further hypothesis that not only does the

presentation of examples constrain creativity, but that the more examples that are shown, the

more creativity will be stifled (Marsh, et al., 1996).  Five groups were shown a specified number
 


                                                                                                                                      Creativity 4

of examples, either 1, 3, 6, or 9.  The control group was not provided any examples prior to the

task.  Of the examples shown to the four experimental groups, all had the three common

attributes as in the Smith study, namely, antennae, a tail, and four legs.  The results substantiated

Smith’s claim that conformity in a creative task increases when examples are presented and also

confirmed their hypothesis regarding the quantity of examples shown.  Not only was there a

significant linear trend (p<.01) for the proportion of critical features present as the number of

examples increased, there was also a significant linear trend (p<.01) in overall conformity,

suggesting that those provided with more examples are more likely to incorporate the three

critical attributes of the examples into their creations.

     In 1999, Marsh, Bink, & Hicks took a similar approach to validating the notion of structured

imagination in the form of conceptual priming, or conceptual conformity.  The theory of

conceptual conformity states, "If the shared features of examples are conceptually related to one

another, that fact should influence overall levels of conformity"  (p. 356).  This means that it

isn’t necessarily the particular attributes themselves that will lead to conformity, but rather the

concept that those attributes characterize.  In this study, example features were created reflecting

characteristics of the concept hostility.  As in the aforementioned studies, participants were asked

to generate space creatures and were shown (except in the control group) a series of examples

just prior to the task.  Likewise, as in the aforementioned studies, each example contained three

critical features.  However, to signify the concept of hostility, the three critical features were

fangs, spikes, and weapons.

     The analysis of this study focused on two measures of conformity ? target conformity and

conceptual conformity.  Target conformity represents the proportion of the three critical features

in the generated creations, whereas conceptual conformity represents the proportion of other


                                                                                                                                      Creativity 5

features concluded by the researchers to also indicate hostility (e.g., horns, claws, and body

armor).  The results supported the hypothesis.  Subjects who were shown examples with a hostile

"tone" had significantly higher target conformity effects and conceptual conformity effects than

those in the control group (Marsh, Bink, et al., 1999).  Interestingly, the conceptual conformity

effect was higher than the target conformity effect, indicating that while participants shown

examples were likely to include the initial critical features into their designs, they were even

more likely to add other features representing hostility than those not shown examples.  The

reason these results are particularly important to recognize lies within a follow-up questionnaire

that participants in the experimental group were asked to fill out regarding the examples they

were shown.  The purpose of the questionnaire was to ascertain whether participants recognized

the concept of hostility within the examples, which, if it was detected, could mean that there was

conscious effort on their part to include attributes of hostility in their creations.  However, of the

44 participants in the study, not one person made reference to the hostile nature of the examples

(Marsh, Bink, et al., 1999).  Therefore, based on the data of the study, although participants may

not have been explicitly aware of the hostility in the examples, a significant number still

incorporated features related to the concept, indicating that a hostile mindset may have been

induced through conceptual priming.

     The results of the previous three experiments demonstrate that, in a generative drawing task,

participants are more likely to have limited creative capacity if simply presented with examples
 

prior to the task.  In 1999, Marsh, Ward, & Landau generalized these results to generative word

tasks as well.  They hypothesized that participants given word examples containing common

orthographic qualities would conform to these orthographic features when creating new non-

words.


                                                                                                                                      Creativity 6

     Subjects were placed into one of three conditions ? consistent, inconsistent, and control.  The

consistent group was given a word from a particular category such as "fruit" and then a matching

non-word that contained a particular orthographic quality.  For example, one pair of items might

be apple (representing category) and opfing (a non-word representing the orthographic quality of

words ending in ?ing).  All non-words were similar in three critical areas in that they contained

the same orthographic quality, number of syllables, and number of letters.  Those in the

inconsistent condition also saw matched items, however the orthographic qualities, number of

syllables, and number of letters were varied each time.  Those in the control condition were not

given pairs of items prior to the generation of new non-words.  Data analysis showed that those

in the consistent condition conformed significantly more (p<.05) to each of the three critical

features than those in either the inconsistent or control conditions.  Overall conformity was also

significantly higher in the consistent condition than in the other two (Marsh, Ward, et al., 1999).

Therefore, the evidence suggests that those who were presented with a strict set of word structure

retained that structure in their creation of new words.  These results appear to mirror those of

other experiments testing the effects of examples and constraints on creativity.

     While the constraining effects on creativity when provided examples just prior to the

generative task appear well-documented, a concern of the researchers was whether this constraint

was consistent or whether it diminished over time.  To answer this question, Smith et al. (1993)

altered their initial experiment so that a 23-minute delay occurred between the presentation of

examples and the creation of either toy or space creature designs.  The results indicated that

although conformity for the three critical features (as previously mentioned) as well as overall

conformity declined due to delay, the decrease was not enough to be significant.


                                                                                                                                      Creativity 7

     In response to this finding, Marsh, et al. (1996) included in their research a one-day delay

between the presentation of examples containing three critical features and the generation of

creature designs.  Two groups were used; the immediate condition which simply replicated the

previous research, and a delay condition, which consisted of the aforementioned one-day waiting

period.  Unlike the results of Smith, et al. (1993), overall conformity did not decline.  In fact, it

was significantly higher in the delay condition than in the immediate condition.  This would

suggest that levels of conformity actually rise after a delay in time.

     This increase in conformity after a delay in time is explained by the theory of cryptomnesia.

Cryptomnesia is the unintentional plagiarism or inadvertent use of prior knowledge (Smith, et al.,

1993; Marsh, et al., 1996; Marsh, Ward, et al., 1999).  It manifests itself as a result of structured

imagination.  The theory is that "…when creating something novel, people bring to mind (either

consciously or unconsciously) existing categories and concepts, thereby causing the features of

those categories to become incorporated into their creations" (p. 669).  As time increases

between prior knowledge and a task, the information initially presented may become stored with

other prior knowledge.  This mixing of information may make it indecipherable to the individual

as to whether that information is a novel creation designed by the person him/herself or another

person’s idea.  Therefore, people may assume that their designs are truly of their own creation.

The implications of this misuse of information are that people often do not monitor where their

ideas come from, thus, whether the information comes from an experimenter or is self-generated,

the use of this information increases conformity and decreases creativity (Marsh, et al., 1996).

     While all of this information supports the hypothesis that humans inadvertently use prior

knowledge in generative tasks, the extent of this finding is partially limited.  For example, not all

forms of creativity are affected by the use of examples and prior knowledge.  In the previously


                                                                                                                                      Creativity 8

mentioned generative drawing experiments testing whether presenting examples influences

creativity, in not one study was there a significant difference between the number of designs

created between the control and experimental groups.  Similarly, there were no significant

changes in number or type of noncritical features created nor in the total number of features.

Consequently, providing examples and using prior knowledge doesn’t appear to affect the

quantity of creations produced but rather the quality of creations produced.  However, these non-

significant findings may be of less concern than the reality of the total findings because creativity

is less often judged on quantity than quality.

     Another concern regarding this data lies within the research itself.  The first concern is that

none of the studies used validated features in their experiments.  Features were chosen based on

what the researchers thought would make acceptable attributes.  For example, in the study

measuring conceptual conformity (Marsh, Bink, et al., 1999) the attributes of hostility were

designated solely by the researchers with no mention of whether they were valid for the

construct.  Other concepts, such as survival, would share similar attributes; therefore those

features may have been measuring something other than hostility.

     A second problem concerns the samples of participants for the studies.  Often it either was not

stated how many persons were in each condition or, when it was stated, the sample sizes were

small or drastically unequal.  For instance, in Smith, et al., 1999, one experiment had 25

participants in the control condition while the experimental condition contained 66.  This type of

inconsistency may hinder the generalizability of the results.

     Finally, creativity in and of itself is a highly subjective construct.  Accordingly, creating

accurate measurements for a subjective construct is no simple task.  While the methods presented


                                                                                                                                      Creativity 9

in this review seem sufficient, more research should be conducted to test this perceived

effectiveness.

     It has been stated that novel creations are seldom novel at all.  The theoretical construct of

structured imagination substantiates this claim by arguing that during the generation of creative

designs, persons rely on prior knowledge on which to base solutions.  The evidence presented

corroborates this sentiment.  The most heavily documented data does indeed indicate that the

presence of examples introduces a biasing effect by increasing conformity to the features

embedded within the presented material.  This information has implications for nearly every

industry in business that expects creative results from its associates.   Society may believe an

invention is truly revolutionary when, in fact, the creation is most likely a mere extension of a

previous thought.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 



 

                                                                                                                                      Creativity 10

                                                                 References

     Marsh, R. L., Bink, M. L., & Hicks, J. L.  (1999).  Conceptual priming in a generative

problem-solving task.  Memory & Cognition, 27 (2), 355-363.

     Marsh, R. L., Landau, J. D., & Hicks, J. L.  (1996).  How examples may (and may not)

constrain creativity.  Memory & Cognition, 24 (3), 669-680.

     Marsh, R. L., Ward, T. B., & Landau, J. D.  (1999).  The inadvertent use of prior knowledge

in a generative cognitive task.  Memory & Cognition, 27 (1), 94-105.

     Smith, S. M., Ward, T. B., & Schumacher, J. S. (1993).  Constraining effects of examples in a

creative generation task.  Memory & Cognition, 21 (6), 837-845.

More

more

 

**********END OF SAMPLE  PAPER****************** MORE SAMPLE PAPERS BELOW***************

_______________________________________________________________________

How to write a great research paper

This outlines the logical steps to writing a good research paper. To achieve supreme excellence or perfection in anything you do, you need more than just the knowledge. Like the Olympic athlete aiming for the gold medal, you must have a positive attitude and the belief that you have the ability to achieve it. That is the real start to writing an A+ research paper.

 

CONTENTS:

STEP 1. CHOOSE A TOPIC
STEP 2. FIND INFORMATION
STEP 3. STATE YOUR THESIS
STEP 4. MAKE A TENTATIVE OUTLINE
STEP 5. ORGANIZE YOUR NOTES
STEP 6. WRITE YOUR FIRST DRAFT
STEP 7. REVISE YOUR OUTLINE AND DRAFT
Checklist One Checklist Two
STEP 8. TYPE FINAL PAPER


STEP 1.
CHOOSE A TOPIC

Choose a topic which interests and challenges you. Your attitude towards the topic may well determine the amount of effort and enthusiasm you put into your research.

Focus on a limited aspect, e.g. narrow it down from "Religion" to "World Religion" to "Buddhism". Obtain teacher approval for your topic before embarking on full scale research. If you are uncertain as to what is expected of you in completing the assignment or project, re-read your assignment sheet carefully or ASK your teacher.

Select a subject you can manage. Avoid subjects that are too technical, learned, or specialized. Avoid topics that have only a very narrow range of source materials.

STEP 2. FIND INFORMATION

Surf the Net.

For general or background information, check out useful URLs, general information online, almanacs or encyclopedias online such as Britannica, or Encarta, etc. Use Search Engines and other search tools as a starting point.

Pay attention to domains, e.g., .edu (educational institution), .gov (government), or .org (non-profit organization). These sites represent institutions and tend to be more reliable, but be watchful of possible political bias in some government sites. Be selective of .com (commercial) sites. Many .com sites are excellent; however, a large number of them contain advertisements for products and nothing else. Be wary of the millions of personal home pages on the Net. The quality of these personal homepages vary greatly. Learning how to evaluate Web sites critically and to search effectively on the Internet can help you eliminate irrelevant sites and waste less of your time.

The recent arrival of a variety of domain names such as .biz, .pro, .info, .name, .ws (WebSite), .cc (from Cocos Island) or .sh (from St. Helena) or .tv (from Tuvalu) may create some confusion as you would not be able to tell whether a .cc or .sh or .tv site is in reality a .com, a .edu, a .gov, a .net, or a .org site. The new extensions are available to anyone who wishes to register a distinct domain name that has not already been taken. For instance, if Books.com is unavailable, you can register as Books.ws or Books.info via a service agent such as Register.com

Depending on the information you are searching, the Internet is not always the easiest nor the first place you should try especially if you don't have ready access to a computer. Some students unnecessarily line up for a computer to find the meaning of a word when they should be using their common sense, i.e. a simple dictionary. Often the traditional printed resource, such as a dictionary, an almanac, or a directory, can provide you with the needed information much faster. This situation may change, however, as more libraries begin subscribing to online resources and buying fewer printed material.

To find books in the Library use the OPAC (Online Public Access Catalog).

Check out other print materials available in the Library:

  • Almanacs, Atlases, AV Catalogs
  • Encyclopedias and Dictionaries
  • Government Publications, Guides, Reports
  • Magazines, Newspapers
  • Vertical Files
  • Yellow Pages, Zip or Postal Code and Telephone Directories

Check out online resources, Web based information services, or resource materials on CD-ROMs:

Check out Public and University Libraries, businesses, government agencies, as well as contact knowledgeable people in your community.

Read and evaluate. Bookmark your favorite Internet sites. Printout, photocopy, and take notes of relevant information.

As you gather your resources, jot down full bibliographical information (author, title, place of publication, publisher, date of publication, page numbers, URLs, creation or modification dates on Web pages, and your date of access) on your work sheet, printout, or enter the information on your laptop for later retrieval. If printing from the Internet, it is wise to use a browser that provides you with the URL and date of access on every printed page. Remember that an article without bibliographical information is useless since you cannot cite its source.

STEP 3. STATE YOUR THESIS

Do some critical thinking and write your thesis statement down in one sentence. Your thesis statement is like a declaration of your belief. The main portion of your essay will consist of arguments to support and defend this belief.

STEP 4. MAKE A TENTATIVE OUTLINE

All points must relate to the same major topic that you first mentioned in your capital Roman numeral.

Example of an outline:

        I. Shakespeare's life
           A. Early life in Stratford
              1. Shakespeare's family
                 a. Shakespeare's father
                 b. Shakespeare's mother
              2. Shakespeare's marriage
           B. The Elizabethan Theater
              1. The Globe Theater
                 a. History of the Globe
                 b. Owners of the Globe
                 c. Structure of the Globe
              2. Acting companies
                 a. Men and boys
                 b. Sponsorships
        II. Shakespeare's plays
            A. Hamlet
            B. Romeo and Juliet

The purpose of an outline is to help you think through your topic carefully and organize it logically before you start writing. A good outline is the most important step in writing a good paper. Check your outline to make sure that the points covered flow logically from one to the other. Include in your outline an INTRODUCTION, a BODY, and a CONCLUSION. Make the first outline tentative.

INTRODUCTION - State your thesis and the purpose of your research paper clearly. What is the chief reason you are writing the paper? State also how you plan to approach your topic. Is this a factual report, a book review, a comparison, or an analysis of a problem? Explain briefly the major points you plan to cover in your paper and why readers should be interested in your topic.

BODY - This is where you present your arguments to support your thesis statement. Remember the RULE OF 3, i.e. find 3 supporting arguments for each position you take. Begin with a strong argument, then use a stronger one, and end with the strongest argument for your final point.

CONCLUSION - Restate your thesis. Summarize your arguments. Explain why you have come to this particular conclusion.

STEP 5. ORGANIZE YOUR NOTES

Organize all the information you have gathered according to your outline. Do not include any information that is not relevant to your topic. Make sure the information you have gathered is accurately recorded. Devise your own method to organize your notes.

One method may be to mark with a different color ink or use a hi-liter to identify sections in your outline, e.g., IA3b - meaning that the item "Accessing WWW" belongs in the following location of your outline:

        I. Understanding the Internet
           A. What is the Internet      
              3. How to "Surf the Net"
                 b. Accessing WWW

Group your notes following the outline codes you have assigned to your notes, e.g., IA2, IA3, IA4, etc. This method will enable you to quickly put all your resources in the right place as you organize your notes according to your outline.

STEP 6. WRITE YOUR FIRST DRAFT

Start with the first topic in your outline. Read all the relevant notes you have gathered that have been marked, e.g. with the capital Roman numeral I.

Summarize, paraphrase or quote directly for each idea you plan to use in your essay. Use a technique that suits you, e.g. write summaries, paraphrases or quotations on note cards, or separate sheets of lined paper. Mark each card or sheet of paper clearly with your outline code or reference, e.g., IB2a or IIC, etc.

Put all your note cards or paper in the order of your outline, e.g. IA, IB, IC. If using a word processor on a computer, create filenames which match your outline codes for easy cut and paste as you type up your final paper.

STEP 7. REVISE YOUR OUTLINE AND DRAFT

Read your paper for any errors in content. Arrange and rearrange ideas to follow your outline. Reorganize your outline if necessary, but always keep the purpose of your paper and your readers in mind.

check

CHECKLIST ONE:

1. Is my thesis statement concise and clear?  
2. Did I follow my outline? Did I miss anything?
3. Are my arguments presented in a logical sequence?
4. Are all sources cited to ensure that I am not 
   plagiarizing?
5. Have I proved my thesis with strong supporting 
   arguments?
6. Have I made my intentions and points clear in the 
   essay?

Re-read your paper for grammatical errors. Use a dictionary or a thesaurus as needed. Do a spell check if using a word processor. Correct all errors that you can spot and improve the overall quality of the paper to the best of your ability. Get someone else to read it over. Sometimes a second pair of eyes can see mistakes that you cannot.

check

CHECKLIST TWO:

1. Did I begin each paragraph with a proper topic
   sentence?
2. Have I supported my arguments with documented 
   proof or examples?
3. Any run-on or unfinished sentences?
4. Any unnecessary or repetitious words?
5. Varying lengths of sentences?
6. Does one paragraph or idea flow smoothly into
   the next?
7. Any spelling or grammatical errors?
8. Quotes accurate in source, spelling, and 
   punctuation? 
9. Are all my citations accurate and in correct
   format?
10. Did I avoid using contractions?  Use "cannot" 
    instead of "can't", "do not" instead of 
    "don't"?
11. Did I use third person as much as possible? 
    Avoid using phrases such as "I think", 
    "I guess", "I suppose", "I believe", etc.
12. Have I made my points clear and interesting
    but remained objective?
13. Did I leave a sense of completion for my 
    reader(s) at the end of the paper?

For an excellent source, check out Elements of Style by William Strunk, Jr.

STEP 8. TYPE FINAL PAPER

All formal reports or essays should be typewritten using a word processor (or a typewriter - hard to find nowadays in this part of the world).

Read the assignment sheet again to be sure that you understand fully what is expected of you, and that your essay meets the requirements as specified by your teacher. Know how your essay will be evaluated.

Proofread final paper carefully for spelling, punctuation, missing or duplicated words. Make the effort to ensure that your final paper is clean, tidy, neat, and attractive.

Aim to have your final paper ready a day or two before the deadline. This gives you peace of mind and a chance to triple check. Before handing in your assignment for marking, ask yourself: "Is this the VERY BEST that I can do?"


P.S. A note on correct grammar and spelling:

The usage of high technology in the Media and particularly on the Internet has changed some of the traditionally accepted rules in the use of the English language. People today seem to be less concerned with correct grammar, spelling, and the use of capital letters while quick and concise e-mails are being rushed out with a click of the mouse, often with no way of retrieving the sent messages. Even when spelling or grammatical errors in e-mail messages are later discovered, unless the errors are serious, few people would bother correcting the mistakes and re-sending the messages.

It may be a good idea to type the SEND TO e-mail address last, after you have had a chance to read over your e-mail message and check for errors before clicking the SEND button.

The English language is a living thing and nowhere can we witness its change more rapidly than in the Internet community and in the Media today.

The power of software and Web developers in changing the English language worldwide cannot be underestimated. Organizations which determine the HTML and XML standards for the world, for instance, have more power to alter the course of the English language than they realize. Notice the change of spacing in the 1999 MLA handbook for Writers of Research Papers from the Modern Language Association. For bibliographical citations, it is now officially correct to type one space after any punctuation mark as opposed to one space after a comma or a colon, and two spaces after a period at the end of a statement. And, if you are using HTML to create your Web page, even if you have typed in two or more spaces between words or after punctuations, almost all browsers will read and display only one space. Under normal circumstances, you have no choice in the matter.

What a generation ago would have been considered an unthinkable grammatical error is now quite acceptable. A full-page advertisement appeared in the prestigious award-winning North American newspaper, the Toronto Financial Post, on October 23, 1999, D4, which read: "Who do you trust to create shareholder value?" Should the correct answer be: "I trust he," "I trust she," or "I trust they" to correspond with the "who" being asked? Of course not, at least not yet, anyway. In this particular case, what was traditionally considered a correct usage of grammar is no longer a requirement.

Until the arrival of such times when new editions of dictionaries change to conform and comply with societal norms, students must strive for the highest standards possible and use current dictionaries as the ultimate standard of what is correct. For now, "whom" is still the objective case of "who", and the phrase "For whom the bell tolls" is still perfectly correct.

 ************* Sample Paper  #2 *****************************

  

 

  

     

  

 

                Alcoholism  as a predictor of dissociation

 

                              John Q. Student

 

                    PY 201  Abnormal Psychology

 

                                  Fall 2007

 

 

 

 

 

 

 

 

 

 

 

 

 

This paper attempts to provide the reader with a better understanding of the disease of alcoholism. In addition to reviewing the health consequences and social implications of the disease, this review examines the development of the disease theory of alcoholism, the paradigm shift in Western culture’s understanding and treatment of the disease, and highlights the treatment and recovery options available today to the alcoholic seeking help. Section One generally describes the disease of alcoholism, the physical effects of alcohol, the development and progression of alcohol dependence, suggested causes of alcoholism, and health consequences associated with heavy drinking. Section Two discusses the prevalence of alcoholism and its social effects. Section Three describes the development of the disease theory of alcoholism and discusses the change over time in social attitudes and perspectives towards this disease. Section Four describes genetic research currently being conducted in the field of alcoholism study and considers the implications of the findings that this research provides. Section Five discusses different treatment approaches to the disease of alcoholism and various recovery options that are available to an alcoholic seeking help.

 

 

 

 

               Alcohol dependence as a predictor of dissociation

 

                                   John Q. Student

  

                          PY 201 Abnormal Psychology

 

                                         Fall  2007

 

 

 

 

 

 

 

 

 

 

                             

 

Alcoholism is a common, chronic, often progressive disorder that has serious negative consequences not only for the affected individual, but also for society.  Alcoholism has serious health consequences and is responsible annually for a large number of deaths from alcohol-related diseases, accidents, and homicides.  Current research suggests that nearly 100,000 Americans die annually as a result of alcohol abuse (Vogin, 2002).  Alcohol abuse is also a significant factor in a number of social problems including criminal behavior. Estimates indicate alcohol as a factor in more than half of the country’s traffic accidents, homicides and suicides (Vogin).  People who suffer from this illness are known as alcoholics.  They cannot control their drinking even when it becomes the underlying cause of serious harm, including medical disorders, marital difficulties, job loss, or automobile crashes.  Medical science has yet to identify the exact cause of alcoholism, but research suggests that it has a genetic basis and that psychological, social, and environmental factors influence its development (Vogin).  Alcoholism cannot be cured yet, but various treatment options can help an alcoholic avoid drinking and regain a healthy life.

 

 

 

Alcohol dependence develops differently in each individual, but is characterized by certain common symptoms that separate alcoholics from “normal drinkers,” according to the National Institute on Alcohol Abuse and Alcoholism (NIAAA), a United States government agency that is part of the National Institutes of Health.  Alcoholics develop a craving, or a strong urge, to drink despite awareness that drinking is creating problems in their lives.  As their tolerance increases, they need to drink increasing amounts of alcohol in order to reach intoxication.  In addition, they suffer from impaired control, an inability to stop drinking once they have begun.  Their physical dependence upon alcohol is such that when they stop drinking after a period of heavy alcohol use, they suffer withdrawal symptoms, which include nausea, sweating, shakiness, anxiety, delirium, grand mal seizures, and even death.  The World Health Organization (WHO) notes that other behaviors common in people who are alcohol dependent include their seeking out opportunities to drink alcoholic beverages (often to the exclusion of other activities) and rapid return to their former drinking patterns following periods of abstinence.  These features of drinking patterns and reactions in such individuals are what distinguish alcoholics from non-alcoholics and have led medical scientists to believe that alcoholism is a progressive and often fatal disease.

 

Physical Effects of Alcohol

 

 

 

Ethyl alcohol, or ethanol, is present in varying amounts in different alcoholic beverages from beer or wine to distilled liquors such as whiskey, gin, and rum.  When a person consumes alcohol, it is rapidly absorbed into the bloodstream, travels throughout the entire body, and affects nearly every tissue.  Moderate and high doses of alcohol impair the functions of the central nervous system.  The higher the alcohol level is in the blood, the greater the impairment.  As the blood passes through the liver, enzymes break down the alcohol into harmless byproducts, which are eliminated from the body six to eight hours later.  In alcoholics, oftentimes the rate of ingestion exceeds the rate of elimination, thus raising the blood alcohol level and resulting in intoxication (Hewitt & Gordis, 2001).

 

 

 

While small amounts of alcohol may relieve tension or fatigue, increase appetite, or produce an anesthetic effect, larger quantities inhibit or impair higher thought processes, often producing euphoria, and reducing inhibition, anxiety, and guilt.  As a person becomes intoxicated, their inhibitions become lessened and, as drinking progresses, their speech may become loud and slurred.  Impaired judgment may lead to incautious behavior, and physical reflexes and muscular coordination may become noticeably affected.  Non-alcoholics may experience dysphoria (i.e., unpleasant feelings) and stop drinking at this point.  Alcoholic individuals, however, may continue to drink in spite of such feelings (Peele, in D.A. Ward (Ed.), 1990).  If drinking continues, complete loss of physical control follows, ending in stupor, and possibly death.  One paradox with an alcoholic’s drinking patterns as a response to relieve anxiety, depression or other emotional distress is that they continue to show these problems after drinking, often in quite severe form.  Studies have indicated that alcoholics who drink in response to depression and anxiety actually show greater anxiety and depression after drinking (Peele, 1990).  Here we see that while drinking to relieve emotional stress may provide acute relief for the drinker, it may also result in the possible development of more severe emotional disabilities that perpetuate the individual’s alcohol dependence.  It seems that drinking creates a vicious cycle for these alcoholics, which reinforces and potentially exacerbates their drinking and emotional problems (Peele, 1990).

 

 

 

 

The Development of Alcohol Dependence

 

Once begun, alcoholism typically progresses over 10-20 years (Blondelle, Frierson & Lippmann, 1996).  Health professionals typically describe three general stages to characterize this progression.  Each stage is defined by a set of symptoms that can be used by the treating physician in early diagnosis and treatment of alcoholism.  These stages are: (1) social drinking, (2) problem drinking and (3) alcohol dependence.  Most individuals who drink alcohol never progress beyond Stage One, and are commonly known as “social drinkers.”  In this stage, individuals drink alcohol primarily as an accompaniment to social situations and alcohol consumption is not the central focus of their activities (Hewitt & Gordis, 2001).

 

 

 

A small percentage of social drinkers may progress to Stage Two.  During this stage, drinking begins to cause problems that may increase in severity over time with continued heavy drinking, although they may not show any signs of physical illness.  Signs of Stage Two progression usually include an increase in alcohol consumption that begins to interfere with other activities.  As problem drinking progresses, the alcoholic's intoxicated behavior may become disagreeable and antisocial.  Such a person may resort to drinking to relieve the physical discomfort of withdrawal symptoms.  During this phase, one may take up “morning drinking” in an attempt to offset uncomfortable symptoms of a “hangover” that may have developed after heavy drinking the night before (Hewitt & Gordis, 2001).

 

 

 

During Stage Two, one may or may not be alcohol dependent, as dependence is subtle, slow and progressive.  As alcohol dependence develops, the person is often unable to acknowledge that drinking and intoxication have become goals in and of themselves.  Drinking may become a coping mechanism for dealing with problems, and hence, justifiable to the user (although many of such problems may have been brought about by the heavy alcohol use in the first place).  In addition, these heavy drinkers may neglect familial responsibilities and decline in their productivity at work.  Many alcoholics develop a psychological condition known as denial, where they are unable to acknowledge that alcohol use lies at the root of many of their problems, which furthers the progression of the disease.  Denial was long thought to be a personality trait shared by all persons who suffer from alcohol-use disorders.  Despite their claim that they can quit drinking at their own discretion, in actuality, many problem drinkers find it increasingly difficult to moderate their alcohol consumption as time progresses, despite their illusion of control (Hewitt & Gordis, 2001).

 

 

 

These factors over time lead to stage three, the ultimate stage of alcohol dependence.  In addition to suffering from many of the problems experienced by individuals in stage two, an individual who has progressed to stage three can no longer control his or her drinking.  This impaired control, in which the compulsion to drink is further exacerbated, is the primary means by which health professionals may diagnose people who have progressed to alcohol dependence (Hewitt & Gordis, 2001).

 

Causes

 

 

 

The etiology of alcoholism is unknown, but strong evidence exists for a genetic origin (Devor & Cloninger, 1989), although clearly psychological, social, and environmental factors influence its expression and may perpetuate its development as well (Hewitt & Gordis, 2001).  Environmental factors and social factors that may affect the development of the disease include personal behavioral skills, peer influences early in life, parental behavior, social and cultural attitudes toward alcohol use, stress, and availability of alcoholic beverages.  Once a person has established a drinking pattern, social and environmental factors combined with physical and psychological changes induced by heavy drinking may perpetuate the continued use of alcohol among alcoholic individuals (Hewitt & Gordis, 2001).

 

 

Health Consequences

 

While some studies have found that moderate use of alcohol has beneficial health effects, including protection from coronary heart disease, heavy and prolonged intake of alcohol can seriously disturb body chemistry.  Heavy drinkers lose their appetite and tend to obtain calories from alcohol rather than from ordinary foods.  While alcohol is rich in calories and can provide substantial amounts of energy, if it constitutes the primary source of calories in place of food, the body will lack vitamins, minerals, and other essential nutrients (Hewitt & Gordis, 2001).

 

 

 

In addition, prolonged use of large amounts of alcohol may cause serious liver damage.  In the first stage of liver disease, usually caused by excessive alcohol consumption, fat accumulates in the liver (also known as “fatty liver”) whereby complications leading to hepatitis or cirrhosis may develop.  Such heavy drinking may also damage heart muscle as nearly half of all cases of cardiomyopathy, a potentially fatal heart disease, are caused by alcohol abuse.  Alcoholics also tend to have higher levels of the hormone epinephrine in the blood along with deficiencies of the mineral magnesium.  This combination produces severe arrhythmias, or heartbeat irregularities, a common cause of sudden death in heavy drinkers.  In addition, chronic drinkers typically develop hypertension, a leading cause of stroke.  A particularly common feature of alcoholism is “blackout” drinking, where the person cannot consciously recall events or his behavior during such a blackout state of intoxication.  Some such blackouts may last for a period of several hours or up to several days (Hewitt & Gordis, 2001).

 

 

 

Clinical psychologist J.R. Milam (1992) suggests, three phases of progressive brain impairments that participate in personal and character transformation in the alcoholic that augment the strength of their emotions and of their addiction.  These phases are briefly described as follows:  (1) Between drinking episodes, all brain cells are in a toxic, malnourished state.  Their detoxification and stabilization takes several weeks of total abstinence from alcohol and all other drugs.  If heavy drinking continues, (2) billions of brain cells are damaged, such that repair and healing takes several months of abstinence.  Chronic alcoholics often reach the point where (3) many millions of brain cells die.  The loss is permanent, but during a period of some four years of total abstinence, surviving brain cells compensate for those that are lost (Milam).

 

 

 

The strong physical component of alcohol addiction becomes even more evident when the alcoholic tries to stop drinking.  In some cases, alcohol withdrawal may lead to delirium tremens (DTs), which produce confusion, sleeplessness, depression, and terrifying hallucinations.  As the delirium progresses, a persistent and uncontrollable shaking develop, beginning with the hands that may extend to the head and body (Hewitt & Gordis, 2001).

 

 

 

 

PREVALENCE OF ALCOHOLISM AND ITS SOCIAL EFFECTS

 

Alcohol dependence affects a broad cross section of society around the world. Scientists have not identified a typical alcoholic personality, and they cannot predict with absolute certainty which drinkers will progress to alcohol dependence.  While alcohol use disorders develop in a predictable pattern, some studies show that alcohol problems and their solutions differ significantly according to the age, sex and ethnicity of the individual (Seale & Muramoto, 1993).  The prevalence of the illness varies in different countries.  At a cultural level, addiction to a substance such as alcohol varies according to historical events and social attitudes (Blum & Blum, 1969; McClelland et al., 1972; Zinberg & Harding, 1979).  Cultural variations in alcoholism rates are related to the way in which drinking is perceived of in different cultural settings.  In some cultures, problem drinking is practically unknown.  In rural Mediterranean societies, for example, drinking does not lead to the destructive and antisocial behavior (such as fighting, reckless driving, blackout, sexual aggression) that seems to define alcoholism in American culture (Blum & Blum).  Moderate drinking is notable in ethnic and cultural groups such as the Chinese (Barnett, 1955), the Greeks (Blum & Blum), the Jews (Glassner & Berg, 1980), and the Italians (Lolli, Serianni, Golder & Luzzato-Fegiz, 1958).

 

 

 

The WHO estimates that nearly 62 million people worldwide suffer from alcohol dependence, and studies estimate there are more than 15 million alcoholics in America who require treatment (Hackler, 1983).  In August 1982, a Gallup poll (Alcohol Abuse, 1982) found that one-third of American families has had a problem with alcohol, a figure that had doubled over the previous 51.5 years (Peele, 1984).  Although its exact prevalence has not been established, in the United States, alcoholism affects approximately 5-10% of the general population, 10-20% of ambulatory patients, and 20-40% of patients in hospital settings (Maly, 1993; Moore et al., 1989).  In the United States, research shows that nearly 15 million people experience problems related to their use of alcohol.  Of these, actual alcohol dependence affects about 8.1 million men and women – almost 3 percent of the population.  Other research studies indicate that men are three times more likely than women to become alcoholics, while people aged 65 and older have the lowest rates of alcohol dependence (Hewitt & Gordis, 2001).  In the United States, people who consume alcohol at an early age are at a higher risk for developing alcohol dependence later in life.  Estimates indicate that 40 percent of people who begin to drink before age 15 will become alcohol dependent at some point in their lives, and that such individuals are four times more likely to become alcohol dependent than those who delay drinking until age 21 (Hewitt & Gordis).

 

 

 

Today experts characterize alcohol-use disorders as forms of illness that are so widespread that they constitute a major public health problem.  According to the WHO, alcohol dependence and other alcohol-use disorders undermine global health, and account for 3.5 percent of the total cases of disease worldwide.  In the United States alone, the NIAAA estimates that alcoholism causes losses of more than $185 billion a year in lost productivity, illness, and premature death.  In addition, women who drink excessive amounts of alcohol while pregnant run a high risk of having a baby born with fetal alcohol syndrome (FAS), the leading known cause of birth defects, which results in a combination of mental and physical defects that may have dramatic or subtle expression in the individual (Hewitt & Gordis, 2001).

 

 

 

There are costly links between addiction/alcoholism and our criminal justice system as well.  The vast majority of all prison inmates are incarcerated for crimes secondary to drug and alcohol addiction.  The annual cost to society of tending to the multiple effects of alcoholism and addiction, including rampant “psychiatric” problems, family neglect and abuse, poverty, violence, and other crimes, illness, and organ and system failures, accidental injuries and deaths, is in the hundreds of billions of dollars (Milam, 1992).  Clearly, the disease of alcoholism is not only a problem for the individual, but a problem with enormous consequences for society as well.

 

 

 

 

THE DEVELOPMENT OF DISEASE THEORY AND CHANGE IN SOCIAL ATTITUDES

 

Complications from heavy alcohol consumption have been recorded throughout history around the world.  Physicians have played a role in the treatment of alcoholism since the age of Antiquity.  A large amount of treatment by physicians has been well meaning, but misinformed and characterizes the complexity of understanding the disease of alcoholism.  With the exception of a few physicians ahead of their time, most of society has viewed people who drink excessively as irresponsible, immoral, and of weak character.  The commonplace view for centuries (and still among many of the uninformed today) held that taking or rejecting a drink was a matter of personal decision, thus all excessive drinking was considered a voluntary act and the individual, therefore, should be held responsible for his or her behavior.  Thus, punishment and incarceration of drunkards was considered necessary to protect the community, an issue that we are still grappling with today.  It is only within the last two centuries that research findings have determined that alcoholism is, indeed, a disease with real, neurophysiological components; these effects may render the alcoholic incapable of exercising discretion or control regarding alcohol or drug ingestion.

 

 

 

One of the earliest versions of the disease theory of alcoholism originated with physician Benjamin Rush, who published An Inquiry into the Effects of Ardent Spirits on the Human Mind and Body in 1784.  Therein he chronicles the progression of alcoholism with the same level of understanding that we maintain today:

 

 

 

“Drunkenness is the result of a loss of willpower.  Initially drinking is purely a matter of choice.  It becomes a habit, and then a necessity.”  He also identified alcoholism as a primary disease and not a symptom of some other malady.  Rush considered cold baths and total abstinence necessary treatments to effect a cure for alcoholism, but found that such treatment methods yielded disappointing results.  Since it proved almost impossible for Rush to impose his radical therapy in everyday surroundings, he proposed the construction of detoxification establishments, and asylums to provide sober housing for chronic abusers until cured (Levine, 1978).

 

 

 

Perhaps the greatest advances in our understanding of alcoholism as a disease came about in the 19th and 20th Centuries.  At the turn of the 19th Century, English physician, Dr. Thomas Trotter was one of the first medical professionals to relate alcoholism to the increasing numbers of patients in the emerging, specialized mental hospitals, and among the first medical professionals to articulate a conception of alcoholism similar to the disease theory we have today.  He wrote, “drunkenness is an illness of unknown cause which upsets the healthy equilibrium of the body.”  His deduction quickly caught on.  In 1841, the first English life assurance company offered lower premiums to those who abstain from alcohol, thus we see the emergence of a growing awareness of the link between longevity and alcohol consumption.  Doctors in English sanitariums were also quick to draw such links.  In 1850, Forbes Wilson mentioned that 4 out of 5 inmates were in the asylum through overindulgence in distilled liquor (Sournia, 2000).

 

 

 

Throughout other parts of Western Europe during this century, respected physicians were gradually becoming convinced that alcoholism was indeed an illness.  The reputable Bruhl-Cramer, a German physician, also considered heavy drinking to be a disease and used the psychiatric term ‘dipsomania’ to describe the disorder.  He wrote: “Those affected have an abnormal, all-consuming and elemental need for alcohol.”  He believed that the destruction of their moral judgment was a consequence and not the cause of their sickness, and that will power alone could provide a cure.  Austrian Dr. Lippich produced the first statistical evidence connecting negative health consequences as the effects of heavy alcohol consumption.  He followed up two hundred drinkers for four years and established that their lives were shorter and that they had fewer children who were more prone to illness than those patients who did not drink (Sournia, 2000).

 

 

 

Concurrently, in America, people were also increasingly coming to view alcohol as “demon rum” and regarded uncontrolled drunkenness as an inevitable consequence of frequent, heavy drinking.  The solution they proposed was national abstinence.  Temperance societies in the 19th and 20th centuries pushed for laws ranging from arrest and jail sentences for public drunkenness to prohibition of the manufacture, distribution, and consumption of alcoholic beverages.  In 1920, at a point when drinking patterns had moderated substantially, national prohibition was enacted.  When it was repealed in 1933, the goal of universal abstinence died with it.  The disease theory became transmuted at this time to the view that chronic drunkenness was not an inherent property of alcohol, but was rather a characteristic of a small group of people with an inbred susceptibility to alcoholism (Beauchamp, 1980).

 

 

 

Medical Doctor Thomas L. Haynes (1988) suggests that the most notable treatments for alcoholism developed in the 19th and 20th Centuries beginning with Sigmund Freud.  Although Freudian psychoanalytic theories about why people drink uncontrollably were insightful, his therapies seemed unable to keep people sober for long.  Against the setting of temperance movements gaining swift momentum, he and other physicians were just becoming aware of chemical dependency as a disease and were gradually discovering more about various physical and mental complications related to heavy drinking (Haynes).

 

 

 

Dr. Carl Jung, one of Freud’s students, is said to be instrumental in our current understanding of alcohol dependence as a disease.  He concluded, after working with many alcoholics, that alcoholism was a hopeless condition from which one could not recover without some type of spiritual conversion experience.  Dr. William Silkworth coined the description of alcoholism that was adopted by Alcoholics Anonymous in 1935 as “an obsession of the mind that condemns one to drink and an allergy of the body that condemns one to die.”  He estimated that his success rate with alcoholics was approximately 2% before the recovery of Bill Wilson and the founding of Alcoholics Anonymous (Haynes, 1988).

 

 

 

Dr. E.M. Jellinek is recognized as the premier researcher in the field of alcoholism and was strongly influential of the disease model of alcoholism that we maintain today.  Dr. Haynes maintains that Jellinek’s writings and descriptions “did more for the acceptance of the disease concept of alcoholism and of A.A. as a respectable therapeutic modality than any other medical force of the time” (Haynes, 1988).

 

 

 

Up until these advances mid-20th century, social attitudes about alcoholism were ambivalent, as there was no strong correlative evidence that alcoholic drinking and behaviors (and all of the consequences entailed) were not just a matter of personal choice.  As noted earlier, the typical picture of the alcoholic was of someone without steady employment, unable to sustain family relationships and most likely in desperate financial straits, because of poor choices and hedonistic indulgences in alcohol.  This stereotype was slowly dispelled as new medical findings emerged and as highly respected people publicly admitted their alcohol dependence and shared their successful (although often more apparent than real) recovery stories.  Particularly critical in changing the way Americans view alcohol-use disorders were New York broker William Griffith Wilson (more familiarly known as Bill W.) and Ohio physician Robert Holbrook Smith (Dr. Bob).  In 1935, these two recovered alcoholics developed a program to promote their successful philosophy for recovering from alcohol dependence.  The program, which became known as Alcoholics Anonymous, has spread around the world, helping millions of members to avoid alcohol use and rebuild their lives (Haynes, 1988).

 

 

 

The American Medial Association is widely believed to have first accepted alcoholism as a disease in 1956, although the original resolution was not officially ratified until ten years later.  In February of 1987, Dr. Smith introduced a motion that the AMA include all mood-altering drugs in the disease of chemical dependence, and the American Medical Society on Alcoholism and Other Drug Dependencies introduced the same motion in June of 1987.  The AMA then passed a resolution that all drug addictions are one disease (Haynes, 1988).

 

 

 

During the early 1980s, the National Institute on Alcohol Abuse and Alcoholism and the National Institute on Drug Abuse shifted their funding emphasis to support research in the biology of addiction.  In 1986, Harvard, Dartmouth, and Johns Hopkins broke with academic tradition and announced they were going to inaugurate courses in alcoholism in their medical schools (Milam, 1992).  Other medical associations involved in expanding knowledge about alcoholism and drug dependency include: the International Doctors in Alcoholics Anonymous, the American Medical Society on Alcoholism, the California Society for the Treatment of Alcoholism and Other Drug Dependencies, the American Academy of Addictionology, the Association for Medical Education and Research, Substance Abuse (AMERSA), the National Institute on Alcoholism and Alcohol Abuse (NIAA) and the National Institute of Drug Abuse (NIDA).  Today, the American Society of Addiction Medicine (ASAM) is the national organization that was given the task of unifying the physicians from around the country whose focus includes all forms of chemical dependence.  Since its coagulation, ASAM has taken on the task of developing and administering a certification examination for physicians in the treatment of addictive diseases.  With 1275 certified physicians, the latter half of this century has seen the emergence of the new medical specialty of addiction medicine, although residency-training programs in addiction medicine have yet to be fully instantiated (Haynes, 1988).

 

 

 

 

GENETIC RESEARCH

 

The biological or “disease theory” model as it is articulated today recognizes that alcoholism is a primary addictive response to alcohol in a biologically susceptible drinker, regardless of character personality.  Both animal and human studies have shown repeatedly that alcohol addiction is hereditary and indicate a number of in-born, pre-drinking biological differences in alcoholics – such as initial and progressive differences in their biological responses to alcohol, including alcohol metabolism, and in the effect of alcohol on performance, mood, and mental abilities (Milam, 1992).  Despite the opposing belief that alcoholism is not a disease, but rather a conditioned response to psychosocial stress, the majority of the medical community today accepts the disease theory and focuses their research efforts on this model and its implications (Hewitt & Gordis, 2001).

 

 

 

Most of the support for the popularity of the disease model of alcoholism is based on genetic research that gives scientists positive indicators that alcoholism is inherited.  Studies in the 1970’s have shown that alcoholism runs in families—alcoholics are six times more likely than non-alcoholics to have blood relatives who are alcohol dependent (Goodwin et al., 1974; Cotton, 1979).  Researchers have long sought to determine whether these familial patterns result from genetics, from a common home environment (which often includes alcoholic parents), or both.  In their research, scientists investigate the possible genetic components of alcoholism by studying populations and families as well as genetic, biochemical and neurobehavioral characteristics (Cloninger & Begleiter, 1990). 

 

 

 

Proponents of the biological model or “disease” approach to understanding alcoholism, support genetic research because the discovery of a specific genetic effect on the development of alcoholism would be beneficial for three general reasons:

 

1.)    It could lead to the identification of some people at risk who could act to avoid developing alcohol related problems (Goodwin, 1989. Goodwin, in WM Cox (Ed.), 1990).

 

2.)    Genetic research may help us to understand the role of environmental factors that are critical in the development of alcoholism (Cloninger et al., 1981).

 

3.)    Genetic research may lead to better treatments, based on new understandings of the physiological mechanisms of alcoholism (Crabbe & Harris, 1991).

 

 

 

Three general research methods that scientists employ to learn more about the genetics of alcoholism include genetic marker studies, animal studies and twin/adoption studies.  Each will be briefly described herein.

 

 

Genetic Marker Studies

 

Different models for the way in which alcoholism runs in families have been suggested by a limited number of family studies.  Interpretation of these studies has been complicated by the likelihood that alcoholism is a heterogeneous condition (i.e., a collection of different conditions that look similar, but whose mechanisms and modes of inheritance may differ).  Additional studies are needed to sort out the mechanisms of transmission (Hill, 1992; Gilligan, Reich & Cloninger, 1987).

 

 

 

To search the human genome for specific genes related to alcoholism, researchers may employ different methods of experimentation.  These methods include DNA scanning, the candidate gene approach, and genetic marker studies.  In DNA scanning, scientists scan the human genome which involves characterizing the entire length of DNA and finding genes that relate to alcoholism without proposing candidate genes (genes that are hypothesized to be connected with the expression of alcoholism).  Genetic marker studies and the candidate gene approach test particular genes that are hypothesized to be related to the physiology of alcoholism.  If certain genes are related to alcoholism, then genes lying close to them on the same chromosome – and the traits they determine – may be inherited at the same time that the risk of alcoholism is inherited.  This phenomenon is called linkage.  Assortments of genes hypothesized to be linked to alcoholism have been examined, but none have passed a rigorous test for linkage (Cook & Gurling in Cloninger & Begleiter, 1990; Goldman in Galanter, 1988).

 

 

Animal Studies

 

              Another research method used in studying the genetics of alcoholism includes using animal models.  These models have several advantages over human subjects insofar as researchers can study larger numbers and more generations of subjects, can arrange informative matings, can better manipulate the environment, and can make measurements that would not be possible on humans.  Using the powerful genetic methods available through animal studies, investigators are beginning to map genes that may be responsible for some of the animals' alcohol-related behaviors (Nadeau, 1990).

 

               The main limitation of using animal research methods to study alcoholism is that there is no animal model of alcoholism that encompasses the whole spectrum of alcoholic behaviors in humans.  Researchers have, nevertheless, studied alcohol-related behaviors in animals that are believed to resemble aspects of human alcoholism, and have succeeded in breeding lines of rodents with high or low measures of most of these traits.  This success demonstrates that such traits are substantially genetically determined in rodents and could be genetically determined in humans as well (Phillips & Crabbe, in Crabbe & Harris, 1991).

 

Twin Studies and Adoption Studies

 

Two major methods of investigating the inheritance of alcoholism involving humans are studies of twins and adoptees.  Further support for the idea of genetic transmission of alcoholism has been confirmed by such studies.  Research findings indicate greater concordance rates in alcoholism for identical versus fraternal twins, and on the greater influence of the biologic versus the adoptive family in the development of alcoholism among adoptees.  Pickens and co-workers (1991) studied 169 same-sex pairs of twins, both males and females, at least one of which sought treatment for alcoholism.  They found a greater concordance of alcohol dependence in identical twins than in fraternal twins.  In studying 902 male Finnish twins, Partanen and co-workers (1966) found that less severe drinking patterns were less heritable and more severe drinking patterns were more heritable.

 

 

 

Goodwin et al. (1973) found that male adoptees with alcoholic parents were four times more likely to become alcoholics than those without, although there was no alcohol abuse in the sets of adoptive parents.  Cloninger and his fellow researchers subsequently performed a series of much larger studies of adoptees, which also revealed these trends (Cloninger, Bohman & Sigvardsson, 1981).  Studies conducted by Schuckit et al. (1972) discovered that half-siblings with at least one alcoholic-biologic parent were far more likely to develop alcoholism than those without such a parent, no matter by whom they were raised.

 

 

 

There is still some debate within the medical community as to what sort of a role genetic influences have on a person’s susceptibility to inheriting and expressing traits of alcoholism.  Genes might play a direct role in the development of alcoholism, as in affecting the body’s metabolism of alcohol; or they might play a less direct role, such as influencing a person’s temperament or personality in such a way that the person becomes vulnerable to alcoholism.  The extent of the influence of genetic factors on the development of alcoholism is still pending further research, but enough studies seem to have confirmed that there is a genetic link (Hewitt & Gordis, 2001).

 

 

 

PREVENTION, TREATMENT APPROACHES AND RECOVERY

 

Physicians can play an important role in treatment by educating patients to prevent the addictive cycle from starting, by being alert to risk factors, recognizing signs of alcoholism (particularly during its early stages), and initiating interventions designed to halt progression of this disease.  The physician’s prominent role in preventative treatment for alcohol dependency can be roughly divided into three categories: primary, secondary and tertiary prevention.  Each phase of treatment entails an assessment of different factors, which will be briefly discussed herein.  

 

 

 

 

Primary Prevention

 

The goal of primary prevention is to identify those patients at risk for alcohol abuse and to educate them in order to stop the disease before it starts.  The intensity of the steps taken during primary prevention will depend on whether the patient is considered a high-risk candidate for alcoholism or a low-risk candidate.  Low-risk candidates who drink at all should be told to drink only in moderation (meaning no more than two standard-sized drinks per day) and never at work, before driving or when operating machinery.  High-risk candidates (e.g., those with a strong family history of alcohol problems) are recommended to consider total abstinence as the best way to prevent alcoholism.  They should also be encouraged to learn more about alcoholism by attending AA meetings as an observer and by reading AA literature or similar publications.  Similarly, total abstinence is recommended for adolescents, persons with alcohol-sensitive conditions, recovering alcoholics, and patients with past alcohol-related problems (Blondell, Frierson & Lippman, 1996).  

 

 

 

 

Secondary Prevention

 

Secondary prevention aims to identify patients with early signs of the disease and halt its further progression.  In its early stages, alcoholism has few specific signs or symptoms, but clinicians can prevent its further progression if they recognize them and intervene.  Combinations of certain conditions may be suggestive of alcoholism.  They include the following four general categories: (1) Recognition by the patient of excessive consumption of alcohol or the need to “control” their drinking.  (2) Negative effects on others when or because of drinking (or lack of drinking).  (3) Adverse personal consequences when or because of drinking (or lack of drinking).  (4) Evidence of tolerance, actual chemical dependence or the need to manage a withdrawal syndrome.  More specific symptoms may include anxiety, depressed mood, drunk driving arrests, blackouts, dysphoria, dyspepsia, gastritis, elevated liver enzyme levels, hypertension, vague abdominal complaints, sleep disturbance, frequent job changes, marital/family problems, and myriad of other possible physical and psychological manifestations of this disease.  During secondary prevention, the patient must be confronted, as decisive action is necessary to overcome any onset of denial, the main defense mechanism against recognition of the problem and acceptance of treatment (Blondell, Frierson & Lippman, 1996).

 

 

 

A treatment strategy is also recommended at this phase of prevention (i.e., attendance at Alcoholics Anonymous meetings, attempts at controlled drinking, etc.).  If these measures show no improvement, further steps such as formal intervention, counseling, or commitment to an inpatient treatment center may be necessary (Blondell, Frierson & Lippman, 1996).  

 

 

 

 

Tertiary Prevention

 

The goal of tertiary prevention is to treat and rehabilitate patients with chronic alcoholism to prevent a potentially fatal disease progression.  Typically, 10 to 20 years of active drinking are needed to reach this stage, although in some individuals alcoholism proceeds more rapidly.  Patients often require hospitalization for an acute medical problem, related or unrelated to alcohol.  Tertiary prevention includes the following measures: (1) The assessment of risk for a withdrawal syndrome by obtaining information about the quantity and frequency of alcohol consumption.  (2) Treating withdrawal syndrome and detoxification, as well as other possible complications (e.g., malnutrition), pharmacologically as needed.  (3) Planning for rehabilitation after the patient stabilizes (Blondell, Frierson & Lippman, 1996).  

 

 

 

 

Treatment Approaches

 

A positive, public health approach that integrates medical, psychological, and social therapies can lead to improved outcomes for patients who are addicted to alcohol and/or other substances.  There have been several recent changes in the areas of treatment and recovery for alcoholism.  Private treatment for alcoholism and drug abuse greatly expanded beginning in the late 1970’s.  Federal financing for the treatment shifted to service contracts and third-party payments, and as a result, the primary locus for treatment changed from public institutions to private facilities and contractors (Peele, 1984).  Between 1978 and 1984, the number of beds in private alcoholism treatment centers more than quadrupled.  In the 80’s hospitalization of adolescents in private psychiatric facilities mainly for drug and alcohol abuse, jumped 450% (Peele, 1991).  Some research indicates that treatment does indeed have a dramatic impact in positively changing an individual’s behavior.  A recently completed 5-year study by the Center for Substance Abuse Treatment (CSAT) which involved thousands of clients in hundreds of alcohol and drug treatment centers, indicated that treatment dramatically reduces criminal behavior, reduces arrests by nearly 60%, and cut illicit, violent and risky sexual behaviors in half (Lucas, 1999).

 

 

 

There are, however, skeptics as to whether or not treatment centers are efficacious in and of their own right.  One prominent skeptic is Enoch Gordis, M.D., the director of the National Institute on Alcohol Abuse and Alcoholism (NIAA).  After studying a large hospital program that he himself administered, Gordis concluded, “contemporary alcoholism treatment is, at best, of limited effectiveness” (Peele, 1991).  George Vaillant, a supporter of the disease theory of alcoholism, recently completed a research study of methods of treating alcoholism that included hospital detoxification, compulsory AA attendance, and a counseling program.  Contrary to what one might expect, his findings indicated that his patients, who participated in the treatment programs fared no better after 8 years than alcoholics who did not participate in such recovery programs.  He reflected that perhaps the best that can be said concerning the current methods of treatment is, at least, that they do not interfere with the natural recovery process (Vaillant, 1983).

 

 

 

Another important factor to acknowledge when considering whether or not people succeed in overcoming an addiction may not only be determined by the type of treatment they receive.  Based on his research findings, Vaillant remarked, “the most important single prognostic variable associated with remission among alcoholics who attend alcohol clinics is having something to lose if they continue to abuse alcohol.”  Among Vaillant’s own patients at an urban municipal hospital, many had little to lose, as 95% relapsed at some point after treatment (Peele, 1991).  A study of an inner-city hospital alcoholism ward by John Helzer and his colleagues found that 93% of the patients were either dead or still abusing alcohol 5-7 years after treatment.  It has been suggested that private treatment centers ordinarily show better outcomes, partly because their clients are more likely to have families, jobs, and incomes (Peele, 1991).   

 

 

 

 

Treatment Methods

 

Treatment methods of alcohol dependency vary depending upon an individual's medical and personal needs.  Some heavy drinkers who recognize their problem appear to recover on their own.  Others recover through participation in the programs of Alcoholics Anonymous or other self-help groups.  Some alcoholics require long-term individual or group therapy, which may include hospitalization (Hewitt & Gordis, 2001).

 

 

 

Numerous studies indicate that simple, brief interventions can be effective in changing drinking behavior in those who are not severely alcohol dependent.  In brief interventions, a problem drinker meets with a health professional for one to four sessions, with each session lasting from a few minutes to an hour.  During these meetings, the health professional makes the person aware that his or her current drinking patterns or medical problems are related to alcohol abuse and could progress to alcohol dependence (Hewitt & Gordis, 2001).

 

 

 

For some alcoholics, treatment begins with detoxification, which normally requires less than a week, during which time patients usually stay in a specialized residential treatment facility or a separate unit within a general or psychiatric hospital.  These facilities also offer extended treatment programs to help alcoholics in their recovery (Hewitt & Gordis, 2001).

 

 

 

Treatment may also involve individual counseling and group therapy to help a person who is alcohol dependent adapt to a new way of life that is not driven by alcohol.  Throughout the United States, public outpatient and inpatient clinics offer a variety of treatments for alcoholics.  Many public mental hospitals and Veterans Administration hospitals, as well as private clinics and hospitals, treat alcohol dependence (Hewitt & Gordis, 2001).

 

 

 

Physicians may prescribe medications to help prevent alcoholics from returning to drinking once they have stopped.  The drug disulfiram (sold under the trade name Antabuse), interferes with the way the body processes alcohol, producing extremely unpleasant reactions when alcohol is ingested, but shows no noticeable effect unless a person drinks alcohol (Fuller et al., 1986).  Naltrexone (ReVia) is a narcotic approved for use in alcohol treatment in 1995.  Although scientists are not certain how this medication works in the brain, it reduces an alcoholic's craving for alcohol, most likely by blocking the positive effects the individual gets from drinking alcohol.  Indications are that Naltrexone is most effective when it is used in combination with counseling programs such as individual and social therapies (Voipicelli et al., 1992; O’Malley, 1995).  

 

 

 

 

Recovery

 

Since there is no cure for alcoholism, even sober alcoholics are said to be “in recovery,” a lifelong process.  Total abstinence from alcohol and other sedatives (including prescription drugs) is said to be the cornerstone of managing recovery.  Relapses are a common part of the recovery process as well and should be expected and planned for.  Discussion of temptations, means of coping, support systems and a non-drinking, healthful lifestyle (i.e., diet and exercise) is often helpful.  Follow-up aftercare programs may assist in helping a recovering alcoholic maintain sobriety.  Such programs may include group therapy, individual psychotherapy, employer-mandated monitoring programs, and self-help groups such as Alcoholics Anonymous (Blondell, Frierson & Lippmann, 1996).

 

 

 

 

 

Alcoholics Anonymous

 

Until the mid-1930s, alcohol-dependent individuals who could not afford a private sanitarium or psychiatrist could find help only at state hospitals, in jails, or through street ministries. The formation of Alcoholics Anonymous (A.A.) in 1935 marked the first non-medical approach that made sustained recovery from alcohol dependence possible for many individuals.  Today nearly 2 million people worldwide claim membership in A.A.  Its rapid growth and wide acceptance were due to the melding of its strong ethnoreligious support with its backing as medical dogma.  In no other Western country have A.A. and the recovering alcoholic attained such a central role in the formulation of alcoholism policy and alcoholism treatment as in the United States (Peele, 1984).

 

 

 

The A.A. program promotes psychological principles that help people live a healthy, stress-free lifestyle where the individual learns that he or she suffers from a disease and gains support and encouragement to stay sober through group interaction and help from his or her own conception of a “higher power.”  The organization functions through local groups that have no constitutions, officers, or dues.  Anyone who has a drinking problem may become a member, provided he or she is willing to abstain from alcohol and make an honest attempt to live by the principles outlined by the organization (Alcoholics Anonymous, 1935).

 

 

 

 

 

Other Recovery Approaches

 

While Alcoholics Anonymous is widely recognized as an effective source of support, not everyone responds to the group's spiritual bent.  Other recovery approaches include Rational Recovery, an organization that promotes lifelong abstinence from alcohol and teaches people how to recognize psychological “triggers” to combat the urge to drink.  Another non-A.A. organization is the Secular Organizations for Sobriety/Save Our Selves (SOS), which endorses a program that separates recovery from spirituality whereby individuals are encouraged to rely on themselves and others in the group – not a spiritual power – to gain sobriety (Hewitt & Gordis, 2001).  

 

 

 

 

Concluding Remarks

 

The disease of alcoholism is vast and all encompassing, and affects many, if not all areas of the alcoholic’s life.  The effect of this disease on social institutions and its impact upon the medical field has been magnanimous.  Research efforts regarding the biological components of this disease have just begun, and are far from being exhausted.  While there is much left to be resolved regarding our understanding of the nature of this disease and its various implications on both the individual and societal level as well, this paper is expected to have been successful in at least establishing the following summary points with respect to our current understanding of alcoholism:

 

 

 

1.)    That alcoholism is a progressive, often fatal disease having genetic origin, influenced by social, psychological and environmental factors, and should be distinguished from heavy drinking.

 

2.)    The disease of alcoholism has a drastic negative impact on both the individual and on society.

 

3.)    Genetic research is discovering more and more evidence in support of the disease theory of alcoholism, although many advancements have yet to be made.

 

4.)    Physicians can take active steps in preventative treatment of alcoholism.

 

5.)    Treatment approaches may or may not be effective, but do not seem to be interfering with the recovery process.

 

6.)    There are a variety of treatment approaches and recovery options available to the individual seeking help.

 

 

 

Clearly, we are still lacking scientific answers to many key questions about alcoholism; including: why alcoholism is transmitted, how it affects complex neurobehavioral systems, whether or not such genetic transmission can be prevented, and whether or not we can design medication to stop the addictive cycle before it becomes destructive, if one is found to have such a genetic susceptibility.  Only time and scientific efforts will provide such answers.  In the meantime, the paradigmatic shift from understanding alcoholism as a psychological response to our current understanding of alcoholism as a biological response has greatly affected treatment programs, research methods and social attitudes regarding our perception of alcoholism and of alcoholic individuals.  We can only hope that as scientific research methods are refined and as we learn more about the human genome, that we will be able to discover more about this genetic susceptibility that is expressed in multitude of aspects that differentiate the alcoholic from the non-alcoholic.  Such findings would not only provide us with a better understanding of the disease of alcoholism and the alcoholic, but a better understanding of ourselves as well.

 

 

 

 

 

 

 

References

 

Alcoholics Anonymous (1939). Alcoholics Anonymous. New York, NY: Works Publishing.

Barnett, M.L. (1955). Alcoholism in the Cantonese of New York City: An anthropological study. In O. Diethelm (Ed.), Etiology of Chronic Alcoholism,  (pp. 179-227). Springfield, IL: Charles C. Thomas.

Beauchamp, D.E. (1980). Beyond Alcoholism: Alcohol and Public Policy.  Philadelphia: Temple University Press.

Blondell, R.D., Frierson, R.L., & Lippmann, S.B. (1996). Alcoholism. Postgraduate Medicine, 100, 1, 1-5.

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                      The Relationship of Child Victimization to

 

                              Dissociative Identity Disorder

 

 

 

                                   John Q. Student

 

                  

                          PY 100 General Psychology

 

 

                                     Fall  2007

 

 

 

 

 

 

 

 

 

 

 

 

 

                

 

 

 

 

 

 

 

The history of dissociative identity disorder (DID), previously known as multiple personality disorder (MPD), is complex and vague. DID can be traced back four thousand years to the ancient civilizations of Greece and Egypt with the beginning documentation of hysteria. DID has as its principal characteristic, dissociation, whose history begins with Franz Anto Mesmer, induced somnambulism, and hypnotism.  Interest in MPD peaked in the late 19th century and then declined early in the 20th century (Ross, 1996) and many factors influenced DID’s unique progression. Controversy surrounds the diagnosis; some researchers and clinicians accept its validity while others question its existence. The disorder also has similar symptoms to many other disorders and therefore a correct diagnosis is crucial. Today DID is a valid diagnosis and it’s history can be seen in the progression of diagnoses in the Diagnostic and Statistics Manual for Mental Disorders from hysteria to DID (DSM I through DSM IV-TR, 1952-2000).

 

 

 

Felida, a Belgian teenager living in the late nineteenth century, often passed from her “first state” to her “second state” and would return to her normal “first state” later in the day (Hacking, 1992). Her “first state” consisted of the standard hysterical symptoms of the time: defective tactile sensations, no sense of taste, diminished sense of smell, depression, partial anaesthesia, [and] occasional convulsions when under stress (Hacking, 1992). In the second state she was more lively and cheerful, yet her second state was not able to remember what happened during her first-state (Hacking, 1992). This is the life of a person with dissociative identity disorder (DID).

 

Dissociative identity disorder, previously known as multiple personality disorder (MPD), is a complex mental illness that affects one in every hundred people (Haddock, 2001). At present the DSM IV-TR, created by the American Psychiatric Association (APA, 2000), classifies a person as having dissociative identity disorder if they meet the following criteria: (a) the presence of two or more distinct identities or personality states (each with its own relatively enduring pattern of perceiving, relating to, and thinking about the environment and self); (b) at least two of these identities or personality states recurrently take control of the person’s behavior; (c) inability to recall important personal information that is too extensive to be explained by ordinary forgetfulness; (d) the disturbance is not due to the direct physiological effects of a substance (e.g. blackouts or chaotic behavior during Alcohol Intoxication) or a general medical condition (e.g., complex partial seizures) and in children the symptoms are not attributable to imaginary playmates or other fantasy play (APA, 2000).

 

             DID, has as its principle characteristic - dissociation. When people dissociate they may feel disconnected from themselves or disconnected from the world around them; this disconnection can become so enveloping that the person may distort time and may not be able to recall what happened during the dissociated state (Haddock, 2001). Many humans engage in defense mechanisms when faced with overwhelming stress; dissociation is one example of a defense mechanism. It “can be thought of as both a neurobiological response to threat and a psychological defense to protect one from an overwhelming experience” (Haddock, 2001, p.14). A psychological disorder may result when this dissociation interferes with life functioning after the trauma when there is no longer a threat to the person (Haddock, 2001); this is when a person may develop DID.

 

             The history of dissociative identity disorder is complex and vague, much like the illness itself. Even today, doctors have trouble diagnosing people with DID. Therefore, the history, the development in the Diagnostic and Statistics Manual (APA, 1952, 1963, 1980, 1984, 1994, 2000), and the causes of dissociative identity disorder will be presented so as to view DID in the context of its time and to shed light on the complexity of the illness.

 

DID Debate

 

             Throughout history, there has been controversy as to whether or not DID can be considered an actual disorder. Opinions about DID range from believing the diagnosis to be a fiction co-created by patient and clinician, to accepting the validity of the diagnosis (Cardena and Spiegel, 1996). Those in opposition to the clinical diagnosis hold that ‘personality states’ or alter personalities are created by therapists or psychoanalysts as a result of suggestion and therefore do not truly exist (Hacking, 1992). Horevitz (1994) identifies two interesting questions relating to the controversy surrounding DID - have clinicians become so fascinated with the possibility of multiplicity in patients that they covertly elicit it during therapy? Or, have clinicians become better diagnosticians of the secret inner worlds of childhood trauma survivors? (Horevitz, 1994) This skepticism exists in the minds of many researchers and clinicians.

 

              However, the American Psychiatric Association recognizes dissociative identity disorder as a significant and actual mental illness, which gives validity to the illness itself. Another controversy surrounding dissociative identity disorder is the concern with what exact terms are sufficient and necessary to diagnose a patient as having DID. Continuous revisions of the DSM show the chronological development of a dissociative identity disorder diagnosis through the first DSM (1952) to the present DSM IV-TR (2000). This development shows the struggle for a clear and precise diagnosis of a complex and controversial disease. It also shows the main problem with the history of dissociative identity disorder – the degree to which naming and defining an illness helps to arrive at a correct diagnosis and treatment.

 

Differential Diagnosis

 

              The multiple personality literature has reported cases of people with DID that have as many as 100 distinct personalities (or alters) (Hacking, 1992); differences between personalities can range from minimal to extreme. Most personalities have their own names, but some respond to certain titles, which depict the role that the alter plays (i.e., protector, overseer, guardian, demon; Flora, 1988). Each personality may exist at a different age, gender, ethnicity, sexual orientation, and time frame. Different alters display unique symptoms and may adopt a unique style of speech, make-up style, and wardrobe and can have different skills, hobbies, and friends (Flora, 1988). These differences constitute the largest problem in the treatment of dissociative identity disorder – a correct diagnosis.

 

             Some of the major indicators of DID include symptoms such as hearing inner voices, nightmares, panic attacks, depression, eating disorders, chemical dependency, loss of time, handwriting differences, difference in appearance, and severe headaches that are associated with the switching of personalities (Haddock, 2001). Most psychiatric patients are comorbid, they fit the diagnostic criteria for more than one disorder and the average DID patient meets the criteria for three to four other psychological disorders (Acocella, 1999). A person may not be initially diagnosed with DID because of the distinct personality controlling them at that moment and that specific ‘person’s’ behavior. For example, if one alter is highly depressed and that alter is in control of the person when visiting a therapist for the first time, that person would at the start of therapy be diagnosed as depressed. Therefore, care must be taken when diagnosing patients and clinicians must be aware of DID’s specific characteristics so as to not incorrectly diagnose.

 

             DID must be distinguished from a variety of other disorders because several other diagnoses are often confused with DID (Kahn and Fawcett, 1993). First it must be differentiated from symptoms that are caused by the direct physiological effects of a general medical condition (APA, 2000). Second, it must also be distinguished from dissociative symptoms due to complex, partial seizures (although they can co-occur). And DID must not result from the physiological effects of a substance (APA, 2000). A diagnosis of DID takes precedence over other dissociative disorders and individuals should be differentiated from people with trance or possession symptoms (who would be diagnosed as Dissociative Disorder Not Otherwise Specified) (APA, 2000). Most importantly DID must be distinguished from other disorders with overlapping symptoms: including Schizophrenia and other Psychotic disorders, Bipolar disorder (with rapid cycling), Anxiety disorders, Somatization disorders, and Personality disorders (APA, 2000).

 

 

The Etiology of DID

 

 DID, previously thought of as Multiple Personality Disorder, has often been linked with hysteria, somnambulism (i.e., mesmerism/hypnosis), demonic possession (Flora, 1988; Veith, 1965), and trance states (Ross, 1996). The most important and direct historical link to DID is the mental illness, hysteria, which has been documented and discussed since the earliest recordings of medicine (Veith, 1965). Hysteria is the manifestation of physical symptoms (i.e., convulsions, paralyses, strangulation, breathing problems, numbness, pain) or psychological symptoms (i.e., anxiety, emotional outbursts, ‘spells’) or both, in the absence of any clear natural cause (Acocella, 1999). Hysteria dates back four thousand years in to the ancient civilizations of Greece and Egypt when Hippocrates recorded a case of hysteria in which he connected the illness to a “wandering uterus” (Acocella, 1999; Flora, 1988; Veith, 1965).

 

 

 

 “Hysteria” is derived from the Greek word hystera, which means “uterus” and traditionally hysteria has been identified as a disease of women. The word to describe this illness sheds light on the first understanding of its causes. It was believed to be a disorder that only affected women and was caused by alterations in the womb; this association between the illness and a woman’s womb expressed the effect that disordered sexual activity could have on emotional stability (Veith, 1965). Today, the most widely accepted cause of DID is childhood sexual abuse; in a survey done by The National Institute of Mental Health on 100 MPD cases, 97% of the patients reported experiencing significant trauma in childhood (Hacking, 1992). Perhaps the women in ancient times were also dissociating because of traumatic reasons, which may parallel childhood sexual abuse in the present. Some cases of hysteria could have in fact been DID because of the similarity in causes (sexual) as has been demonstrated with DID. Veith (1970) argues that much of what has been called hysteria at different periods would now be described by other names and how we would describe hysteria now would have been attributed to other diseases in earlier times.

 

 

 

In the medieval era social attitudes toward hysteria changed; the preoccupation with demonology and witchcraft altered societal perceptions of a hysteric from that of a sick human being to that of someone who was possessed on purpose and “in cahoots” with the devil (Veith, 1965). With the rise of Christianity organic theories of hysteria were replaced by supernatural explanations and unusual female complaints were seen to be the work of the devil (Acocella, 1999). DID is diagnosed three to nine times more frequently in adult females than in males (APA, 2000) and in earlier times the majority of people accused of being witches, possessed, or hysterical were also women.

 

 

 

During the seventeenth century, Thomas Willis (considered to be the father of neurology) introduced the notion that hysteria stemmed from the brain, primarily the nervous system, instead of from alterations in the womb. He believed hysterical fits were caused by “spirits inhabiting the brain, being now prepared for explosions” and seldom admitted to the uterus as the starting point of the disorder (Veith, 1965, p. 131). From his own experiences Willis was convinced that hysteria was not limited to women, and therefore could not be a problem of the uterus. Yet, he did believe that women were more susceptible to hysteria than men, because “Women, from any sudden terror and great sadness, fall into mighty disorder of spirits, where men from the same occasion are scarcely disturb’d at all” (Veith, 1965, p. 133). Thomas Willis went on to publish a book on nervous disorders, which included hysteria, and popularized the term “nervous”. Several books were published after Willis to clarify what the term “nervous” applied to and to explain specific nervous disorders. Even Philippe Pinel’s Nosographie (1798) contained a reference to nervous – one of his five classes of diseases was titled neuroses. This fourth class of disease included hysteria and was discussed under the title of “Genital Neuroses of Women”, suggesting that Pinel also recognized hysterical symptoms only in women. Yet, he described similar symptoms in men under different titles (Veith, 1965).

 

Later, in the eighteenth century Franz Anto Mesmer, for his dissertation, drew upon Richard Mead’s argument that “gravity produced ‘tides’ in the atmosphere as well as in the water and that the planets could therefore affect the fluidal balance of the human body. Mesmer associated this ‘animal gravitation’ with health” and introduced his theory of “animal magnetism” (Gillispie, 1974). His findings took on new life when he “began treating his own patients…[applying] magnets to his patients bodies…” which “produced dramatic results, especially in the case of a young woman suffering from hysteria.” (Gillispie, 1974, p. 326) Mesmer popularized “induced somnambulism” and in “1784 his followers, led by the Chastenet de Puysegur brothers, extended mesmeric ‘rapport’ into something new: mesmeric induced hypnosis.” (Gillispie, 1974, p. 327) This was the beginning of medical and public methods of getting people into an altered consciousness. It brought about the possibility of a conscious and subconscious life – a strange new phenomena for the people of the eighteenth century (Gillispie, 1974).

 

 In 1843 James Braid changed the name “induced somnambulism” to hypnotism, derived from the Greek word “hypotikos”, which means sleep inducing (Flora, 1988; Veith, 1965). Morton Prince, a physician, states his thoughts on hypnotism and how it relates to personality.

 

…hypnotism has always been treated as if it were something bizarre, a mental condition that stood apart as something distinctly different from all other conditions; whereas it is only one of a large category of conditions characterized by alteration of the personality. In this category are to be found various clinical types of alteration, some normal some abnormal, all due to the same processes and mechanisms…states of hypnosis are as varied and multiform as there are possible combinations of the psychological and physiological components of personality. Even in the same person several different states may develop, each exhibiting different memories, traits, and other personality characteristics (Prince, p.145, 1929). 

 

             Today, a relationship is found between hypnotism and DID, based on a person’s ability to dissociate (in other words to be in a hypnotic state). Some researchers presently believe that most people suffering from DID are more easily hypnotized (able to dissociate easier) than other people without the disorder. The DSM-IV-TR reports that individuals with DID score toward the upper end of the distribution on measures of hypnotizability and dissociative capacity (APA, 2000). Yet, other researchers call in to question this link between hypnotizability and dissociation. Whalen and Nash (1996) report that there is not compelling evidence to support the notion that hypnotizability and dissociativity are overlapping traits – and in fact they believe that the two exist independently of one another.

 

Later, in the nineteenth century the first apparent classification of multiple personality disorder was called “double consciousness” (Hacking, 1992). During this time the physician Robert Brudenell Carter (1828-1918) came up with the first theory of repression as a cause of hysteria. Carter developed three main factors as the cause of hysteria: “[1] the temperament of the individual, [2] the event or situations which trigger the initial attack, and [3] the degree to which the affected person is compelled to conceal or ‘repress’ the exciting causes” (Veith, 1965, p.211). Further, he believed that sexual passion was the most frequent and important determinant causing hysteria. A relationship concurrent with contemporary thought about DID is seen. Current causal evidence and the understanding of dissociation in a DID patient mirrors Carter’s first two factors in his theory of repression, which he believed caused hysteria. In Breuer and Freud’s Studies on Hysteria (1957), many of the cases presented would meet current DSM-IV criteria for dissociative identity disorder. And childhood sexual trauma is reported in several of these case histories (Ross, 1996).

 

In France (1875), a switch in labeling occurred; consciousness began to be referred to as “personality” and dual personality cases briefly dominated French psychology (Hacking, 1992). Pierre Janet, the man who coined the term ‘dissociation’ studied some of these French multiples in the 1880s. The connection between childhood trauma and multiple personalities became a topic of speculation during this time and even though there are not very many detailed reports of multiples from this period, there are enough to validate a connection between abuse and dissociation. Yet, a theory of abuse would not dominate the multiple personality literature until 1975 (Hacking, 1992). Currently, reports of abuse by DID patients are still called into question. The DSM-IV-TR reports that controversy still surrounds the accuracy of child abuse reports – namely because childhood memories may be subject to distortion and some individuals with DID are especially susceptible to suggestive influences (APA, 2000).

 

DID is also associated with trance and possession; the actual history of dissociation begins with the experiences of shamans. The psychological basis of DID and other dissociative disorders can be seen in trance and possession states found in most cultures throughout history (Ross, 1996). Flora (1988) describes the relationship between possession and multiple personalities by stating:

 

            There is a strong possibility that MPD existed along with possession for thousands of years, only to go undetected. By definition, possession could be considered a type of multiple personality. It was only after the decline of the phenomenon known as possession, during the nineteenth century, that multiple personality case histories started turning up in the mesmerist literature and later in the medical reports (p.5).

 

 

 

            Still, the question persists of whether or not possession (in this case spirit possession) is actually DID (Fiske, 11-24-02). People in cultures such as the Moose, Balinese, Kaluli and Azande, who are spirit mediums, display almost identical symptoms to those of Westerners diagnosed with MPD. Spirit mediums cannot remember what happens when they are possessed (they dissociate from themselves), they take on several different personalities, and the dissociation is not a result of physiological effects of a substance or medical problems (Fiske, 11-24-02).

 

Alan Fiske, an anthropologist, poses the question, “Is it a psychological disorder? Or is it culturally, socially relevant part of society that has disappeared in the present Western world?” (Fiske, 11-24-02). In many cultures certain forms of dissociation are seen as normal and are cultivated through various techniques such as fasting, self-immolation, and solitude (Ross, 1996). In tribes such as the Azande, in Africa, DID does not exist by name and can only be seen in spirit possession, which is useful and highly regarded in Azande culture. While in the Western world a woman who has multiple personalities often creates a tough male protector personality, an individual in another culture may have a mythological, spirit, or deity protector personality (Ross, 1996). Therefore a link between possession and dissociative identity exists. The presence of cultural factors contributing to the conceptualization of dissociate states precludes a consistent description of the state across cultures.

 

The Rise and Fall of Dissociation in the 20th Century

 

During the late nineteenth and early 20th century, interest in dissociation was unique in the psychiatric world. Interest in multiple personality disorder peaked in the late nineteenth century and then dropped off to nearly zero early in the 20th century (Ross, 1996). Many factors influenced why dissociation became so unpopular in the early 20th century. The first are the theories of Sigmund Freud. Freud’s seduction theory (Miller, 2000), a repression model of psychopathology, explained away any childhood sexual abuse and did not allow treatment of dissociative symptoms. As a result of Freud’s influence, dissociative diagnoses became irrelevant to mainstream psychology at that time (Ross, 1996).

 

The second influence on the severe decline in interest in dissociation is the creation of the term and the recognition of the disorder, schizophrenia. Bleuler coined the phrase schizophrenia, which means split mind in Greek. He stated that “it is not alone in hysteria that one finds an arrangement of different personalities one succeeding the other: through similar mechanisms schizophrenia produces different personalities existing side by side” (quoted in Ross, 1996, p. 5). It seems that Bleuler may have chosen the term schizophrenia because many of his descriptions of schizophrenics are actually descriptions of what we now call DID (Ross, 1996). The problem lies in the similar symptoms of both diseases. One of the main characteristics of schizophrenia is hearing voices. Yet, a patient with DID may think they are hearing voices because of semi-consciousness of their other personalities. Evidence shows this problem: even after DID had been well established, two studies show that undiagnosed DID patients received incorrect diagnoses of schizophrenia in 25% and 40% of the cases in the two series (Ross, 1996). This is the trouble with dissociative identity disorder: it is extremely hard to diagnose and can often be mistaken for a number of other disorders. Further, many experts question whether or not the disease even exists.

 

During the mid 20th century (1920 to 1950) academic interest in MPD and dissociation diminished and only a few papers were published on the subject, per year, worldwide; no other disorder has ever disappeared from mainstream psychology and medical study like dissociation did during this time (Ross, 1996). Then in the 1980’s interest in dissociation, specifically DID, returned and reported cases increased by thousands of percents (Ross, 1996).  The most important factor behind this extreme increase in interest in MPD is the coming together of two forces, the child protection movement and feminism (Acocella, 1999). Also, The Vietnam war had ended and psychiatric studies on war veterans were beginning to reveal that severe trauma could have long-term psychological consequences on an individual, which made it easier for society to accept the fact that childhood abuse could manifest into multiple personality disorder (Ross, 1996).

 

Another factor that influenced the resurgence in popularity of MPD is the way it was displayed in the mass media. Two books, The Three Faces of Eve and Sybil were published in 1957 and 1973 respectively, which depicted the lives of a person with multiple personality disorder. Both were later made into successful Hollywood movies, which had a huge impact on public perceptions and awareness of multiple personality disorder. While The Three Faces of Eve did not include any history of child abuse (which became a social problem in 1961) Sybil brought multiple personality disorder and child abuse into the public consciousness. Interestingly, when Chris (the multiple in the famous The Three Faces of Eve) was diagnosed with MPD, prior to 1957, she was told she was probably the only person in the world with this disorder, yet thirty years later there were thousands of reported cases (Ross, 1996).

 

The Evolution of DID in the DSM

 

In 1952, in the first edition of the DSM, hysteria was not included as an illness. Similar symptoms were described in terms of a “conversion symptom” (Veith, 1965), which alluded to hysteria. But there was a disorder listed in the first DSM that refers to hysteria – dissociative reaction. Dissociative reaction (which was formerly classified as a type of conversion hysteria) includes dissociated states such as depersonalization, dissociated personalities, stupor, fugue, amnesia, dream states, and somnambulism. The DSM-I specifically states:

 

             This reaction represents a type of gross personality disorganization, the basis of which is a neurotic disturbance…The repressed impulse giving rise to the anxiety may be discharged by, or deflected into, various symptomatic expressions, such as…dissociated personality, etc (APA, 1952, p. 32)

 

             It is in the DSM-II (1963) where we see the first mention of ‘multiple personality’, which falls under the category of “Neuroses”, specifically “Hysterical Neuroses” “Dissociative Type”. The DSM-II defines this disorder as: “In the dissociative type, alterations may occur in the patient’s state of consciousness or in his identity, to produce such symptoms as amnesia, somnambulism, fugue, and multiple personality” (APA, 1963, p. 40). In 1980, with the release of the next volume of the DSM, DSM III, dissociative disorders were finally recognized as a type of mental illness and specific diagnostic criteria for multiple personality disorder was included. The DSM-III presented the following three criteria for multiple personality disorder: the existence within the individual of two or more distinct personalities, each of which is dominant at a particular time; the personality that is dominant at any particular time determines the individual’s behavior; and each individual personality is complex and integrated with its own unique behaviour patterns and social relationships (APA, 1980). The DSM-III went on to discuss associated features of the disorder itself such as age of onset, course, impairment, complications, predisposing factors, prevalence, sex ratio, and familial pattern.

 

In 1987 a revised edition of the DSM-III came out, the DSM-III-R, which contained interesting changes in its MPD classification. The major heading of “Dissociative Disorders” was expanded to include (in parenthesis) “or Hysterical Neuroses, Dissociative Type” (APA, 1987, p. 269) which shows a small return to the DSM-II position (Flora, 1988). It also contains a subclassification for “conversion type” (APA, 1987, p. 257), which is described much like symptoms of hysteria in the past. This is an important historical change because at this time, in 1987, doctors again realized that symptoms of hysteria were part of MPD. The DSM-III-R makes slight changes to the actual diagnostic criteria for MPD as follows. The existence within the person of two or more distinct personalities or personality states each with its own relatively enduring pattern of perceiving, relating to, and thinking about the environment and self; and at least two of these personalities or personality states recurrently take full control of the persons behavior (APA, 1987, p. 272). With these changes, the link to the next and most recent DSM (IV) is visible.

 

             It is very interesting that the first three DSMs (and the third revised edition) do not include any mention of amnesia or loss of time in the diagnostic criteria for MPD, because it was considered a dissociative disorder at the time – and dissociation itself has always been thought to contribute to memory loss. Finally, with the fourth DSM (1994) there is a connection with amnesia and memory loss and it is evident in the re-labeling of MPD to DID in the diagnostic criteria section C.

 

Summary

 

Multiple personality disorder is an interesting phenomenon with an equally interesting history. Hacking accurately describes the problems and intricacies concerning multiple personality disorder. He states, “The history of multiple personality disorder (MPD) cruelly illustrates our vast reservoir of confusions about the mind and its maladies….Its past and present put on display the wobbly relations between behavior, diagnosis, therapy, surrounding culture and madness” (Hacking, 1992, p. 4).  Multiple personality disorder is representative of the history of psychiatry in general; mental illness is extremely complicated and it seems we may never fully understand the human mind and the way it works. Many discrepancies and controversies concerning DID and MPD exist in the literature. Much research and clarification on the subject is needed. Only time will further our understanding of this illness, just as time has allowed us to better understand the complex human psyche.

 

 

 

References

 

Acocella, J. (1999). Creating hysteria: Women and Multiple Personality Disorder. San Francisco: Jossey-Bass Publishers.

 

Breuer, J. & Freud, S. (1957). Studies on Hysteria. Translated from the German and edited by James Strachey in collaboration with Anna Freud. New York: Basic Books.

 

Cardena, E. & Spiegel, D. (1996). Diagnostic issues, criteria, and comorbidity of dissociative disorders. In L. K. Michelson and W. J. Ray (Ed), Handbook of Dissociation: Theoretical, Empirical, and Clinical Perspectives (227-239). New York: Plenum Press.

 

 

American Psychiatric Association (1952). Diagnostic and Statistical Manual: Mental Disorders. Washington, DC: American Psychiatric Association Mental Hospital Service.

 

American Psychiatric Association (1963). Diagnostic and Statistical Manual of Mental Disorders II. Washington, DC: American Psychiatric Association.

 

American Psychiatric Association (1980). Diagnostic and Statistical Manual of Mental Disorders III. Washington, DC: American Psychiatric Association.

 

American Psychiatric Association (1994). Diagnostic and Statistical Manual of Mental Disorders IV. Washington, DC: American Psychiatric Association.

 

American Psychiatric Association (2000). Diagnostic and Statistical Manual of Mental Disorders IV-TR. Washington, DC: American Psychiatric Association.

 

Fiske, Alan. Culture and Psychopathology. University of California, Los Angeles: November 24, 2002.

 

Flora, E. W. (1988). Tracing the Historical Development Of The Diagnosis and Treatment of Multiple Personality Disorder in 19th and 20th Century North America. Michigan: UMI Dissertation Services.

 

Gillispie, C. C. (1974). Dictionary of Scientific Biography IX: Macrobius to Naumann. New York, NY: Charles Scribner’s Sons.

 

Hacking, I. (1992). Multiple personality disorder and its hosts. History of the Human Sciences, 5(2), 3-31.

 

Haddock, D. B. (2001). The Dissociative Identity Disorder Sourcebook. Chicago: Contemporary Books.

 

Horevitz, R. (1994). Dissociation and multiple personality: Conflicts and Controversies. In S. J. Lynn and J. W. Rhue (Ed.), Dissociation: Clinical and Theoretical Perspectives (434-453). New York: The Guilford Press.

 

Kahn, A. P. & Fawcett, J. (1993). The Encyclopedia of Mental Health. New York: Facts on File.

 

Miller, N. K. (2000). The Seduction Theory: A Misunderstanding of Freud. US: University Microfilms International.

 

Prince, M. (1929). Clinical and Experimental Studies in Personality. Cambridge, MA: Sci-Art Publishers.

 

Ross, C. A. (1996). History, phenomenology, and epidemiology of dissociation. In L. K. Michelson and W. J. Ray (Ed), Handbook of Dissociation: Theoretical, Empirical, and Clinical Perspectives (3-24). New York: Plenum Press.

 

Veith, I. (1970). Hysteria: The History of a Disease. Chicago: University of Chicago Press.

 

Whalen, J. E. & Nash, M. R. (1996). Hypnosis and dissociation: Theoretical, empirical, and clinical perspectives. In L. K. Michelson and W. J. Ray (Ed), Handbook of Dissociation: Theoretical, Empirical, and Clinical Perspectives (191-204). New York: Plenum Press.

 

 

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